ALLIANCEBERNSTEIN L.P. of NASHVILLE, TN is an SEC-registered investment adviser (CRD 108477). Regulatory assets under management: $763.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance, Commissions, Subscription.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations, Investment cos, Other.
Showing 25 of 115 people.
| Name | Role | Location |
|---|---|---|
| Elliott Notrica James | DIRECTOR OF ABC | Bloomington, IL |
| KEITH MARSHALL | EXECUTIVE MANAGING DIRECTOR, ALLIANCEBERNSTEIN INVESTMENTS INC. | ATLANTA, GA |
| Scott B Lee | DIRECTOR OF ABC | Orlando, FL |
| Seth Perry Bernstein | CHIEF EXECUTIVE OFFICER | New York, NY |
| Miller Daniel | DIRECTOR OF GENERAL PARTNER | Beachwood, OH |
| Joseph C Henry | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF ABC; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF ACMC; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (UNTIL 4/1/2010) (+1 more) | Geneva, V8 |
| Joseph P Henry | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF ABC; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF ACMC; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (UNTIL 4/1/2010) (+1 more) | Philadelphia, PA |
| Joseph Henry | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF ABC; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER OF ACMC; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (UNTIL 4/1/2010) (+1 more) | Radnor, PA |
| Kyle Christopher Digangi | GLOBAL CHIEF COMPLIANCE OFFICER | — |
| Mark Randall Manley | GENERAL COUNSEL & CORPORATE SECRETARY | — |
| Paul Emerson | SVP/CHIEF COMPLIANCE OFFICER | — |
| Mark Nmn Pearson | DIRECTOR OF AB | — |
| Daniel George Kaye | DIRECTOR OF ABC | — |
| Das Nmn Narayandas | DIRECTOR OF ABC | — |
| Charles Gerald Thoroton Stonehill | DIRECTOR OF ABC | — |
| Jeffrey Nmn Hurd | DIRECTOR OF ABC | — |
| Nick Burritt Lane | DIRECTOR OF ABC | — |
| Todd Kenyon Walthall | DIRECTOR OF ABC | — |
| Joan Nmn Lamm-Tennant | CHAIRMAN AND DIRECTOR OF ABC | — |
| Karl K Sprules | CHIEF OPERATING OFFICER | — |
| Bruce M Holley | DIRECTOR OF ABC | — |
| Thomas Rudolph Simeone | CHIEF FINANCIAL OFFICER | — |
| MOREAU NICOLAS | DIRECTOR OF ABC; DIRECTOR OF ACMC | — |
| DZIADZIO RICHARD | DIRECTOR OF ABC; DIRECTOR OF ACMC; DIRECTOR OF GENERAL PARTNER | — |
| CORBET KATHLEEN ANN | EXECUTIVE VICE PRESIDENT & CEO OF ALLIANCE FIXED INCOME INVESTORS; EXECUTIVE VICE PRESIDENT OF ACMC | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-12-09 | regulatory | THE STATE OF FLORIDA, OFFICE OF FINANCIAL REGULATION ("FLORIDA") ALLEGED THAT THE REGISTRANT CONDUCTED INVESTMENT ADVISORY ACTIVITIES THROUGH CERTAIN INDIVIDUAL EMPLOYEES FROM OFFICES WITHIN FLORIDA WITHOUT THE BENEFIT OF THEIR LAWFUL ASSOCIATED PERSON REGSITRATION, IN VIOLATION OF SECTION 517.12(4)… | Final | $52K |
| 2013-03-22 | regulatory | ALLIANCEBERNSTEIN, IN ERROR, INTERNALLY APPROVED AN EMPLOYEE TO ACT AS AN INVESTMENT ADVISER REPRESENTATIVE IN ITS DENVER OFFICE BEFORE THAT EMPLOYEE WAS LICENSED BY THE COLORADO DIVISION OF SECURITIES TO ACT IN THAT CAPACITY. | Final | $20K |
| 2012-08-02 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES ALLEGED THAT AXA EQUITABLE LIFE INSURANCE COMPANY VIOLATED NEW YORK INSURANCE LAW SECTION 4240(E) BY FILING PLANS OF OPERATION WITH RESPECT TO CERTAIN OF ITS SEPARATE ACCCUONTS WITH THE NEW YORK STATE INSURANCE DEPARTMENT AND NEW YORK STATE DEPARTM… | Final | $20.0M |
| 2009-06-07 | regulatory | IN A NOTICE OF ADMINISTRATIVE FINE, THE FSC ALLEGED THAT THE REGISTRANT IN 2008 DID NOT TIMELY REPORT ITS CLIENTS' BENEFICIAL OWNERSHIP OF MORE THAN 4% OF SHARES IN TWO BANK HOLDING COMPANIES PURSUANT TO ARTICLES 8 AND 72 OF THE FINANCIAL HOLDING COMPANIES ACT AND ARTICLE 6-2 OF THE PRESIDENTIAL DEC… | Final | $13K |
| 2008-09-09 | regulatory | SEBI ALLEGED THAT CHANGES IN THE NAMES OF INDIAN TRADING ACCOUNTS FOR CERTAIN AUSTRALIAN UNIT TRUSTS WERE NOT REPORTED IN A TIMELY MANNER, PURSUANT TO SECTION 13(1)(E) OF SEBI'S FOREIGN INSTITUTIONAL INVESTOR REGULATIONS. THE REGISTRANT IS THE MANAGER OF THE UNIT TRUSTS, BUT IS NOT THEIR CUSTODIAN O… | Final | $23K |
| 2008-07-02 | regulatory | ON JULY 2, 2008, THE NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS (AFM) IMPOSED AN ADMINISTRATIVE FINE OF EUR 120,000 ON ALLIANCEBERNSTEIN CORPORATION THE GENERAL PARTNER OF ALLIANCEBERNSTEIN L.P. THE FINE CONCERNED THE UNTIMELY SUBMISSION OF FIVE BENEFICIAL OWNERSHIP REPORTS UNDER ARTICLE 5:38,… | Final | $120K |
| — | regulatory | — | — | — |
Hedge Fund: 13 · Other Private Fund: 12 · Private Equity Fund: 13 · Real Estate Fund: 9 · Venture Capital Fund: 2
Showing 15 of 49 funds by gross asset value.
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| AB FINANCIAL SERVICES OPPORTUNITIES MASTER FUND L.P. | Hedge Fund | Delaware | 1 | $1.6B | $250K |
| ALLIANCEBERNSTEIN SECURITIZED ASSETS MASTER FUND, L.P. | Hedge Fund | Cayman Islands | 0 | $1.3B | $5.0M |
| ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - ALLIANCEBERNSTEIN EUROPEAN OPPORTUNITIES SERIES | Other Private Fund | Delaware | 482 | $752.2M | $5.0M |
| ALLIANCEBERNSTEIN DELAWARE BUSINESS TRUST - AB GLOBAL RESEARCH INSIGHTS SERIES | Other Private Fund | Delaware | 671 | $696.8M | $250K |
| AB REAL ESTATE EQUITY PLUS (TAXABLE) FUND L.P. | Private Equity Fund | Delaware | 720 | $576.2M | $500K |
| AB COMMERCIAL REAL ESTATE DEBT FUND IV, SICAV-SIF S.C.SP. | Real Estate Fund | Luxembourg | 9 | $353.3M | $25.0M |
| AB-LSV PARTNERS II (DELAWARE), L.P. | Private Equity Fund | Delaware | 1,439 | $348.9M | $250K |
| AB U.S. REAL ESTATE (HNW) FUND III, L.P. | Private Equity Fund | Delaware | 779 | $332.6M | $500K |
| AB COMMERCIAL REAL ESTATE DEBT FUND III, SICAV-SIF S.C.SP. | Real Estate Fund | Luxembourg | 16 | $326.9M | $25.0M |
| AB ARYA PARTNERS (LUXEMBOURG) FUND, SICAV-SIF S.C.SP | Hedge Fund | Luxembourg | 12 | $321.7M | $5.0M |
| ALLIANCEBERNSTEIN SELECT US EQUITY HOLDINGS LP | Other Private Fund | Delaware | 0 | $319.2M | $5.0M |
| AB-LSV PARTNERS I (DELAWARE), L.P. | Private Equity Fund | Delaware | 602 | $317.8M | $250K |
| AB RESIDENTIAL MORTGAGE ASSETS FUND LP | Hedge Fund | Delaware | 0 | $316.2M | — |
| AB SYSTEMATIC MACRO (MASTER) FUND, L.P | Hedge Fund | Delaware | 2 | $287.4M | $10.0M |
| ALLIANCEBERNSTEIN U.S. REAL ESTATE PARTNERS II, L.P. | Hedge Fund | Delaware | 113 | $248.2M | $250K |
Showing 15 of 25 offices.
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 521 | 2129696498 |
| PUNE | — | 108 | 91-20-69114000 |
| AUSTIN | TX | 85 | 512-721-2900 |
| LOS ANGELES | CA | 60 | 310-286-6000 |
| LONDON | — | 57 | 44-20-7470-0100 |
| CHICAGO | IL | 54 | 312-696-7800 |
| SAN FRANCISCO | CA | 49 | 415-217-8000 |
| WASHINGTON | DC | 44 | 202-261-6700 |
| HOUSTON | TX | 43 | 832-366-2000 |
| PHILADELPHIA | PA | 36 | 215-430-5600 |
| TAMPA | FL | 32 | 813-314-3300 |
| BOSTON | MA | 31 | 617-788-3700 |
| WEST PALM BEACH | FL | 28 | 561-820-2100 |
| MIAMI | FL | 28 | 305-530-6200 |
| DALLAS | TX | 26 | 214-860-5200 |