TIAA-CREF TUITION FINANCING, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 108580). Regulatory assets under management: $70.5B.
Compensation: Other.
Clients served: Other.
Showing 25 of 78 people.
| Name | Role | Location |
|---|---|---|
| Moran Michael | CHIEF COMPLIANCE OFFICER; DIRECTOR | Lempster, NH |
| Scott Lee | DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER | North Bend, WA |
| Scott B Lee | DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER | Orlando, FL |
| Scott Rhys Lee | DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER | Vancouver, A1 |
| Angela Marie Kahrmann | DIRECTOR | Windsor, CT |
| Scott M Lee | DIRECTOR, PRESIDENT & CHIEF EXECUTIVE OFFICER | San Mateo, CA |
| Jeremy Ross Intihar | CHIEF COMPLIANCE OFFICER | — |
| Jeffrey Dennis Carlin | DIRECTOR | — |
| Christopher Shields Lynch | PRESIDENT AND DIRECTOR | — |
| Bradley Gordon Finkle | DIRECTOR | — |
| Colin Michael Pierce | DIRECTOR | — |
| Ross Hamlet Abbott | DIRECTOR | — |
| Sean Martin Flynn | CHIEF COMPLIANCE OFFICER | — |
| Craig Spencer Parkin | DIRECTOR | — |
| PEARSON MICHAEL EUGENE | CHIEF COMPLIANCE OFFICER | — |
| SERLEN MARK LEONARD | SECRETARY; SENIOR COUNSEL & SECRETARY | — |
| LANE TIMOTHY EDWARD | DIRECTOR; VICE PRESIDENT & CHIEF OPERATIONS OFFICER; VICE PRESIDENT, CHIEF OPERATIONS OFFICER & CHEIF COMPLIANCE OFFICER | — |
| VELLEKAMP ROGER ALAN | VICE PRESIDENT | — |
| LEAHY EDWARD JAMES | ASSISTANT SECRETARY | — |
| MARTENS ERWIN WAYNE | DIRECTOR | — |
| CHINERY GARY MARK | SECOND VICE PRESIDENT & ASSOCIATE TREASURER; VICE PRESIDENT & TREASURER | — |
| OPPENHEIM ERIC CARL | ACTING CHIEF COMPLIANCE OFFICER | — |
| LYNCH THOMAS KEVIN | SECOND VICE PRESIDENT, INVESTMENT REPORTING | — |
| KORNREICH MEREDITH JO | CHIEF COUNSEL; VICE PRESIDENT AND CHIEF LEGAL OFFICER & ASSISTANT SECRETARY | — |
| ROLLOCK PHILLIP THEODORE | VICE PRESIDENT & CHIEF OPERATIONS OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-07-18 | regulatory | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA ("TIAA") ACCEPTED A CONSENT ORDER FOR FAILING TO PROVIDE A TIMELY CYBERSECURITY EVENT NOTIFICATION TO THE MIA IN VIOLATION OF §33-105(A) WHICH REQUIRES CARRIERS TO GIVE NOTICE TO THE MIA WITHIN THREE BUSINESS DAYS OF DETERMINING A CYBERSECURITY E… | Final | $1K |
| 2020-03-02 | regulatory | THE ALLEGED VIOLATIONS INCLUDED THE FOLLOWING: FAILURE TO PROVIDE THE "NOTICE OF AVAILABILITY OF THE DEPARTMENT OF INSURANCE" AND FAILURE TO PROVIDE BENEFICIARIES WITH A REASONABLE WRITTEN EXPLANATION OF DELAY OF CLAIM PAYMENT BEYOND 45 DAYS, AS REQUIRED BY SECTION 50 ILL. ADM. CODE 919.70(A)(2); AN… | Final | $18K |
| 2016-03-17 | regulatory | ALLEGED VIOLATIONS OF VARIOUS PROVISIONS OF NEW YORK INSURANCE LAWS | Final | $18K |
| City | State | Employees | Phone |
|---|---|---|---|
| CHARLOTTE | NC | 5 | 704-988-1000 |
| — | — | 1 | 503-265-3919 |