ENDOWMENT WEALTH MANAGEMENT, INC.

ENDOWMENT WEALTH MANAGEMENT, INC. of APPLETON, WI is an SEC-registered investment adviser (CRD 108652). Regulatory assets under management: $609.2M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance.

Clients served: Individuals, High net worth, Pensions, Charities, Investment cos, Other.

Officers, owners & control persons (28)

Showing 25 of 28 people.

NameRoleLocation
Prateek Nmn MehrotraSHAREHOLDER/VICE PRESIDENT/ SECRETARY/ CHIEF INVESTMENT OFFICER; TRUSTEE; VICE PRESIDENT/ SECRETARY/ CHIEF INVESTMENT OFFICER
Robert Louis RiedlPRESIDENT/ CHIEF EXECUTIVE OFFICER/ TREASURER/ DIRECTOR OF WEALTH MANAGEMENT; SHAREHOLDER/PRESIDENT/ CHIEF FINANCIAL OFFICER/ TREASURER/ DIRECTOR OF WEALTH MANAGEMENT; SHAREHOLDER/PRESIDENT/ CHIEF FINANCIAL OFFICER/ TREASURER/ DIRECTOR OF WEALTH MANAGEMENT/ CHIEF COMPLIANCE OFFICER (+1 more)
Wendy Stephenson OrthSHAREHOLDER
Todd Charles ThielMEMBER
Roland Glen StephensonLIMITED PARTNER
Sue Ellen StephensonLIMITED PARTNER
Larry Lee RiceTRUSTEE
Nancy Eileen RiceTRUSTEE
Paul Othmar GehlMANAGING MEMBER
Timothy Joseph LandoltCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, SHAREHOLDER
RIEDL ROBERT LOUISSHAREHOLDER/PRESIDENT/ CHIEF FINANCIAL OFFICER/ TREASURER/ DIRECTOR OF WEALTH MANAGEMENT/ CHIEF COMPLIANCE OFFICER
REMLEY THOMAS PLANTZPREDIDENT; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER
REMLEY COLLEEN CAHILLCORP. SECRETARY; SECRETARY
EFFERT STEVEN MICHAELVICE-PRESIDENT/CHIEF COMPLIANCE OFFICER; VICE-PRESIDENT/COMPLIANCE OFFICER
DAWIDOWSKI DANNY MICHAELSENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER
RICE KRISTIN EILEENTRUSTEE
REMLEY THOMASPREDIDENT
MEHROTRA RAVI NMNSHAREHOLDER/VICE PRESIDENT/ SECRETARY/ CHIEF INVESTMENT OFFICER
LANDOLT TIMOTHY JOSEPHSHAREHOLDER/DIRECTOR OF INSTITUTIONAL SERVICES
ORTH WENDY STEPHENSONSHAREHOLDER
THIEL TODD CHARLESMEMBER
DAGROSA JOSEPH EDWARDTRUSTEE
RICE LARRY LEETRUSTEE
STEPHENSON ROLAND GLENLIMITED PARTNER; TRUSTEE
STEPHENSON SUE ELLENLIMITED PARTNER; TRUSTEE

Private funds (11)

Venture Capital Fund: 7 · Private Equity Fund: 4

FundTypeFormedOwnersGross asset valueMin investment
GLOBAL ALTS SPV LLC - GROQ AIVenture Capital FundDelaware90$37.1M$25K
EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 5 - FINTECHVenture Capital FundDelaware22$16.0M$100K
GLOBAL ALTS SPV LLC - NSE INDIAPrivate Equity FundDelaware39$9.3M$50K
EWM ALTERNATIVE INVESTMENTS SPV, LLC-SERIES 7-UNICORN TECH FUND IIVenture Capital FundDelaware40$8.5M$250K
GLOBAL ALTS LLC - UNICORN TECH FUND IIIVenture Capital FundDelaware25$8.0M$100K
GLOBAL ALTS SPV LLC - SEEDPrivate Equity FundDelaware21$5.2M$100K
GLOBAL ALTS SPV LLC - LSVenture Capital FundDelaware25$5.2M$100K
EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 4 - CBDVenture Capital FundDelaware46$2.0M$50K
GLOBAL ALTS FINTECH FUND II LLCVenture Capital FundDelaware7$2.0M$100K
EWM ALTERNATIVE INVESTMENTS SPV, LLC - SERIES 3 - TOWERS & FIBERPrivate Equity FundDelaware18$163K$100K
EWM SPECIAL PURPOSE VEHICLE- ADE, LLCPrivate Equity FundWisconsin17$83K$75K

Branch offices (6)

CityStateEmployeesPhone
MADISONWI5(608) 819-5899
BROOKFIELDWI5(262) 832-3827
GREEN BAYWI5(920) 785-6010
CHICAGOIL3(312) 373-3850
HILTON HEADSC29209154000
19209154000

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