SILER WEALTH MANAGEMENT of LONGWOOD, FL is an SEC-registered investment adviser (CRD 108682). Regulatory assets under management: $188.6M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Lee Anthony Siler | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Patricia Jean Button | SECRETARY | — |
| MERBACH MICHAEL ALAN | CFO; VICE-PRESIDENT,TREASURER; VICE-PRESIDENT,TREASURER, CHIEF COMPLIANCE OFFICER | — |
| SILER LEE ANTHONY | PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BUTTON PATRICIA JEAN | SECRETARY | — |
| CASTERLINE SEAN DONOVAN | VICE-PRESIDENT | — |
| GOLD MICHAEL STEPHAN | CEO | — |
| BORNSTEIN MARK | DIRECTOR | — |
| MACMILLAN DONALD | DIRECTOR | — |
| SUTTON ALBERT | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2005-03-08 | regulatory | FAILURE TO COMPLY WITH ARBITRATION AWARD DUE TO DEATH OF CLAIMANT. | Final | $13K |
| 1990-06-25 | regulatory | TRADED UNREGISTERED SECURITIES | Final | $409 |