THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC. of WARWICK, RI is an SEC-registered investment adviser (CRD 108705). Regulatory assets under management: $394.4M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Commissions.

Clients served: High net worth, Pooled vehicles.

Officers, owners & control persons (9)

NameRoleLocation
David William AllairePRESIDENT
Sotirios Mike PappasCHIEF COMPLIANCE OFFICERWarwick, RI
ALLAIRE DAVID WILLIAMPRESIDENT
PAPPAS SOTIRIOS MIKECFO & CIO; CHIEF COMPLIANCE OFFICER
WORTHLEY KEVIN RPORTFOLIO MANAGER
HONISS ROBININVESTMENT CONSULTANT
SEIDMAN SCOTT BRUCEADVISOR
HONISS ROBIN HOWARDINVESTMENT CONSULTANT
ALVANOS LEAH MADVISOR

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