INVESTMENT PARTNERS LTD of NEW PHILADELPHIA, OH is an SEC-registered investment adviser (CRD 108913). Regulatory assets under management: $892.3M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Douglas Gray Bambeck | CHIEF COMPLIANCE OFFICER; PRESIDENT | — |
| STOCKER STEVEN CHESTER | CHIEF EXECUTIVE OFFICER AND MANAGING MEMBER; CHIEF EXECUTIVE OFFICER AND MEMBER; MANAGING MEMBER, PRINCIPAL (+1 more) | — |
| CAMPBELL PAUL WILLIAM | MEMBER | — |
| BAMBECK DOUGLAS GRAY | CHIEF COMPLIANCE OFFICER; MEMBER; PRESIDENT (+2 more) | — |
| FELLER DOUGLAS ALAN | MEMBER | — |
| HENSEL CHRIS BENNETT | MEMBER | — |
| BROOKS ALEX CHRISTOPHER | MEMBER | — |
| FELLER DOUGLAS A | MEMBER | — |
| FRANK STEPHEN NEIL | MEMEBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-30 | regulatory | ON SEPTEMBER 30, 2019, THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ACCEPTED AN OFFER OF SETTLEMENT SUBMITTED BY INVESTMENT PARTNERS, LTD. ("INVESTMENT PARTNERS") IN CONNECTION WITH THE SEC'S SHARE CLASS SELECTION DISCLOSURE INITIATIVE ("SCSD INITIATIVE"). IN ACCORDANCE WITH THE SCSD INITIATI… | Final | — |