SILIGMUELLER & NORVID WEALTH ADVISORS LLC of GLEN ELLYN, IL is an SEC-registered investment adviser (CRD 109265). Regulatory assets under management: $299.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Dale Scott Siligmueller | CHIEF COMPLIANCE OFFICER | — |
| Steven Ross Norvid | MEMBER | — |
| David Scott Siligmueller | ADVISER ASSOCIATE | — |
| SILIGMUELLER DALE SCOTT | ADVISER ASSOCIATE; CHIEF COMPLIANCE OFFICER; MANAGER (+2 more) | — |
| NORVID STEVEN ROSS | MANAGING MEMBER; MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 1990-01-27 | regulatory | ALLEGATIONS OF INCORRECT ACCOUNTING BY INCLUDING FOREIGN DRAFTS AS DEPOSITS IN TRANSIT WHEN COMPUTING AGGREGATED INDEBTEDNESS AND NET CAPITAL FOR THE PERIOD 09/1989 TO 01/1990 | Final | $5K |