NATIONWIDE FUND ADVISORS of COLUMBUS, OH is an SEC-registered investment adviser (CRD 109391). Regulatory assets under management: $83.1B.
Compensation: % of AUM.
Clients served: Charities, Investment cos.
Showing 25 of 49 people.
| Name | Role | Location |
|---|---|---|
| Leland Thomas Cummings | SENIOR VICE PRESIDENT | — |
| Christopher Charlton Graham | CHIEF INVESTMENT OFFICER | — |
| Stephen Randolph Rimes | VICE PRESIDENT & GENERAL COUNSEL & ASSISTANT SECRETARY | — |
| Joseph Nicholas Aniano | PRESIDENT | — |
| Nicholas Teachnor Graham | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Kevin Douglas Grether | VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Kevin Thomas Jestice | PRESIDENT | — |
| PEPIN DONALD JAMES | SENIOR VP - SALES | — |
| MEYER JEFFREY STUART | EXECUTIVE VICE PRESIDENT-CHIEF FINANCIAL OFFICER, GARTMORE GROUP | — |
| HONDROS PAUL JAMES | CEO/PRESIDENT; CEO & PRESIDENT, GARTMORE GROUP; PRESIDENT & CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER EQUITIES | — |
| BARTLEY ROGER | GLOBAL CHIEF INVESTMENT OFFICER, FIXED INCOME | — |
| MILLER ERIC EDWARD | SENIOR VICE PRESIDENT & GENERAL COUNSEL; SENIOR VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY; SENIOR VICE PRESIDENT-GENERAL COUNSEL, US (+2 more) | — |
| CHIN YOUNG DUCHUNG | EXECUTIVE VP,CHIEF INVESTMENT OFFICER U.S.; EXECUTIVE VP,GLOBAL CIO - EQUITY; PRESIDENT, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER EQUITIES (+1 more) | — |
| SIPP THOMAS MICHAEL | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | — |
| CROSSETT KEVIN STEPHEN | EXECUTIVE VICE PRESIDEN AND GLOBAL GENERAL COUNSEL; VICE PRESIDENT, ASSOCIATE GENERAL COUNSEL | — |
| KRULIKOWSKI MICHAEL ADAM | CHIEF COMPLIANCE OFFICER; VICE PREISDENT AND CHIEF COMPLIANCE OFFICER | — |
| NICHOLS JERRY T | SENIOR VICE PRESIDENT-CO-HEAD OF US FIXED INCOME; SENIOR VICE PRESIDENT-HEAD OF FIXED INCOME | — |
| HOLLAND GERALD JAMES | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER; SENIOR VICE PRESIDENT-CHIEF OPERATIONS OFFICER (+1 more) | — |
| CASTAGNA DOUGLAS DONALD | SENIOR VICE PRESIDENT, HEAD OF FINANCE AND ACCOUNTING; SENIOR VICE PRESIDENT, US HEAD OF FINANCE AND ACCOUNTING | — |
| UDOVICH PATRICK JOHN | SENIOR VICE PRESIDENT, HEAD OF HUMAN RESOURCES | — |
| GRADY JOHN HENRY | PRESIDENT, NATIONWIDE FUNDS GROUP; PRESIDENT, NWD INVESTMENTS | — |
| FONASH RICHARD F | CHIEF INVESTMENT OFFICER, NWD INVESTMENTS | — |
| GRUGEON STEPHEN TIMOTHY | DIRECTOR, EXECTUIVE VICE PRESIDENT & CHIEF OPERATING OFFICER; DIRECTOR, EXECUTIVE VICE PRESIDENT; DIRECTOR, EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER (+3 more) | — |
| MILLER GARY HOWARD | SENIOR VP/SENIOR PORTFOLIO MANAGER; SENIOR VP/SENIOR PORTFOLIO MANAGER/CIO | — |
| HIRSCH BRIAN ERIC | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-02-05 | regulatory | INSURANCE COMMISSIONER BELIEVES CONTROL AFFILIATE'S SALES PROCESS DID NOT INCLUDE AN ADEQUATE INDEPENDENT REVIEW OF THE RECOMMENDATIONS OF CONTROL AFFILIATE'S ANNUITIES BY THE NON-INSURANCE LICENSED INVESTMENT ADVISER OR AN ADEQUATE INDEPENDENT ANALYSIS OF CONSUMER'S INSURANCE NEEDS OR FINANCIAL OBJ… | Final | $150K |