THE BAUPOST GROUP, L.L.C. of BOSTON, MA is an SEC-registered investment adviser (CRD 109530). Regulatory assets under management: $24.7B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance, Other.
Clients served: Investment cos.
Showing 25 of 49 people.
| Name | Role | Location |
|---|---|---|
| Price James | CHIEF FINANCIAL OFFICER; PARTNER AND CHIEF FINANCIAL OFFICER | Largo, FL |
| David L Watson | PARTNER | Atlanta, GA |
| Nicholas John Azrack | PARTNER | — |
| Seth Andrew Klarman | MANAGING MEMBER; PARTNER AND CHIEF EXECUTIVE OFFICER; TRUSTEE | — |
| Thomas William Blumenthal | PARTNER | — |
| James Francis Mooney | PARTNER AND PRESIDENT | — |
| Elaine Frazer Mann | PARTNER AND CHIEF OPERATING OFFICER | — |
| Joshua Aron Solomon Greenhill | PARTNER | — |
| Frederick Harold Fogel | PARTNER AND GENERAL COUNSEL | — |
| Jack D Cohen | CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL | — |
| Jason James Price | PARTNER AND CHIEF FINANCIAL OFFICER | — |
| Michael Meir Sperling | PARTNER | — |
| James Andrew Watson David | PARTNER | — |
| Richard G Carona | PARTNER | — |
| Andrew James Mcelaney | PARTNER | — |
| Ryan Coad Dow | PARTNER | — |
| George Nmn Rizk | PARTNER | — |
| Gregory Austin Ciongoli | PARTNER | — |
| KLARMAN SETH ANDREW | MANAGING MEMBER; PARTNER AND CHIEF EXECUTIVE OFFICER; PRESIDENT (+3 more) | — |
| GANNON PAUL CHRISTOPHER | CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR/CHIEF FINANCIAL AND ADMINISTRATIVE OFFICER (+2 more) | — |
| BLUMENTHAL THOMAS WILLIAM | MANAGING DIRECTOR; PARTNER | — |
| NATHAN SCOTT ANDREW | MANAGING DIRECTOR; MANAGING DIRECTOR/CHIEF RISK OFFICER; PARTNER AND CHIEF RISK OFFICER | — |
| STONE SCOTT ARTHUR | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND REGULATORY COUNSEL; CHIEF COMPLIANCE OFFICER AND SENIOR REGULATORY COUNSEL (+2 more) | — |
| PLIMPTON SAMUEL | MANAGING DIRECTOR | — |
| POORVU WILLIAM JAMES | MEMBER; TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-09-13 | regulatory | PURSUANT TO APPLICABLE GREEK LAW, THE REGISTRANT WAS REQUIRED TO REPORT AN INCREASE IN ITS OWNERSHIP OF A LISTED WARRANT TO BOTH THE HELLENIC CAPITAL MARKET COMMISSION (HCMC) AND THE ISSUER OF THE SECURITY FOLLOWING TRADING IN OCTOBER 2013. THE ISSUER OF THE SECURITY WAS REQUIRED TO MAKE THE REPORT… | Final | $3K |
| 2017-01-11 | criminal | BETWEEN 2003 AND 2005, PRIVATE FUNDS MANAGED BY BAUPOST MADE THREE FRENCH REAL PROPERTY INVESTMENTS ALONGSIDE THIRD PARTIES THROUGH LUXEMBOURG COMPANIES (THE "LUXEMBOURG ENTITIES"). THOMAS BLUMENTHAL, A PARTNER, WAS APPOINTED AS A DIRECTOR OF THE LUXEMBOURG ENTITIES. SUBSEQUENT TO THE 2006 SALE OF T… | Final | — |