INVESCO HONG KONG LIMITED of HONG KONG is an SEC-registered investment adviser (CRD 109923). Regulatory assets under management: $26.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 52 people.
| Name | Role | Location |
|---|---|---|
| Jeremy Charles Simpson | CFO, APAC | — |
| Hideki Sato | PRESIDENT & CEO JAPAN & KOREA, HEAD OF DISTRIBUTION & PRODUCT STRATEGY, APAC; PRESIDENT & CEO JAPAN & KOREA, REGIONAL HEAD OF DISTRIBUTION & INVESTMENT STRATEGY, APAC | — |
| Andrew Tak Shing Lo | SENIOR MANAGING DIRECTOR & HEAD OF ASIA PACIFIC | — |
| Siu Mei Lee | HEAD OF FINANCE, GREATER CHINA | — |
| Martin Peter Franc | CEO AUSTRALIA, GREATER CHINA AND SOUTHEAST ASIA | — |
| Che Lee Ally Kwan | HEAD OF COMPLIANCE, GREATER CHINA EX TAIWAN | — |
| Wong Ka Shing | HEAD OF ASIA PACIFIC - INVESCO FIXED INCOME; HEAD OF PRODUCT, APAC | — |
| Wai Tat Richard Chow | REGIONAL HEAD OF INVESTMENTS, ASIA PACIFIC | — |
| LIU GRACIE YUEN SEE | DIRECTOR, HEAD OF ASIA PACIFIC PORTFOLIO SERVICES; DIRECTOR, HEAD OF CLIENT ADM.; DIRECTOR, HEAD OF CLIENT ADMINISTRATION (+2 more) | — |
| LO ANDREW TAK SHING | CHIEF EXECUTIVE OFFICER; DIRECTOR, CEO, ASIA PACIFIC; DIRECTOR, CEO, INVESCO ASIA PACIFIC (+2 more) | — |
| SIMPSON JEREMY CHARLES | CFO, APAC; DIRECTOR & ASIA PACIFIC CONTROLLER; DIRECTOR, HEAD OF FINANCE & HR, INVESCO ASIA PACIFIC (+4 more) | — |
| GREENWOOD JOHN GERALD | DIRECTOR; DIRECTOR, GROUP CHIEF ECONOMIST | — |
| CHING KERRY KIM WAI | DIRECTOR, CEO, HONG KONG; DIRECTOR, HEAD OF INSTITUTIONAL BUSINESS; DIRECTOR, HEAD OF INVESTOR SERVICES, POOLED PRODUCTS | — |
| LEE SIU MEI | DIRECTOR, HEAD OF FINANCE AND ADMINISTRATION; DIRECTOR, HEAD OF FINANCE, GREATER CHINA; HEAD OF FINANCE, GREATER CHINA | Central Hong Kong, K3 |
| TANG NELSON KA MING | ASSOCIATE DIRECTOR, HEAD OF COMPLIANCE; CHIEF COMPLIANCE OFFICER | — |
| CHENG JAMES KUANG KUO | DIRECTOR, CHIEF INVESTMENT OFFICER | — |
| MA SO PING | DIRECTOR, HEAD OF RETAIL SALES | — |
| NG KWOK HO MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| TONG ANNA SEEN MING | DIRECTOR, HEAD OF INVESTMENTS , INVESCO ASIA PACIFIC; DIRECTOR, REGIONAL HEAD OF INVESTMENTS, ASIA PACIFIC; HEAD OF INVESTMENT | — |
| ELLIS RODERICK GEORGE HOWARD | DIRECTOR | — |
| CHISHOLM DEAN | DIRECTOR, HEAD OF OPERATIONS, INVESCO ASIA PACIFIC; HEAD OF OPERATIONS | — |
| BENSON MICHAEL D'ARCY | DIRECTOR | — |
| CHAN PAUL PAK KUI | INVESTMENT DIRECTOR | — |
| CHAN PETER KONG YIU | DIRECTOR, HEAD OF IT | — |
| CHAN SIU CHI | DIRECTOR, HEAD OF RETAIL SALES | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-08-09 | regulatory | A SHOW CAUSE NOTICE WAS ISSUED BY THE SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI) ON AUGUST 9, 2023 AND WAS DULY RESPONDED ON OCTOBER 25, 2023. THE NOTICEES PREFERRED SETTLEMENT OF THE MATTER UNDER SEBI (SETTLEMENT PROCEEDINGS) REGULATIONS, 2018, WITHOUT ADMITTING OR DENYING THE FINDINGS OF FACTS… | Final | $599K |
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSUED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |