MEADOWBROOK INVESTMENT ADVISORS LLC of LIVONIA, MI is an SEC-registered investment adviser (CRD 109960). Regulatory assets under management: $185.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| George Farrar Abel | MEMBER | — |
| Dale Brian Embry | MANAGING MEMBER | — |
| Ronald Lawrence Doyle | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| DOYLE THOMAS LAWRENCE | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; PARTNER; PARTNER, CHIEF COMPLIANCE OFFICER | — |
| ABEL GEORGE FARRAR | MANAGING PARTNER; MEMBER; PARTNER | — |
| EMBRY DALE BRIAN | MANAGING MEMBER; PARTNER | — |
| GRABOWSKI ROBERT THOMAS | MEMBER; PARTNER; PARTNER, CCO (+1 more) | — |
| BERNSTEIN MARTY LESLIE | PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-10-17 | regulatory | ON OCTOBER 17, 2017, THE CORPORATIONS, SECURITIES & COMMERCIAL LICENSING BUREAU OF THE STATE OF MICHIGAN ISSUED SEPARATE CEASE AND DESIST ORDERS TO DALE BRIAN EMBRY AND MEADOWBROOK. THE ORDER WITH RESPECT TO MR. EMBRY WAS LIMITED TO THE FAILURE OF MEADOWBROOK TO ALERT MR. EMBRY OF HIS OBLIGATION TO… | Final | $20K |