FICSHER FRANCIS TREES & WATTS KABUSHIKI KAISHA

FICSHER FRANCIS TREES & WATTS KABUSHIKI KAISHA of TOKYO is an SEC-registered investment adviser (CRD 110030). Regulatory assets under management: $1.5B.

Registration

Officers, owners & control persons (37)

Showing 25 of 37 people.

NameRoleLocation
Russell L MartinCO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION; CO-CHIEF INVESTMENT OFFICER,MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/SHAREHOLDE; CO-CHIEF INVESTMENT OFFICER,MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/SHAREHOLDER (+3 more)Houston, TX
Carey F PatrickMANAGING DIRECTOR OF CAC/FFTW, INC.; MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC.; MANAGING DIRECTOR/SHAREHOLDER OF CAC (+1 more)Fargo, ND
GLICENSTEIN GILLESMEMBER OF THE BOARD OF DIRECTORS OF CAC
OLCAY ONDER JOHNCHAIRMAN OF THE BOARD/APPLICANT, MANAGING DIRECTOR AND VICE CHAIRMAN OF THE BOARD OF CAC/FFTW, INC.; CHAIRMAN OF THE BOARD OF DIRECTOR OF APPLICANT:SHAREHOLDER & VICE CHAIRMAN OF THE BOARD OF DIRECTORS OF CAC; CHAIRMAN OF THE BOARD OF DIRECTORS OF APPLICANT:SHAREHOLDER & VICE CHAIRMAN OF THE BOARD OF DIRECTORS OF CAC (+2 more)
CASPER STEPHEN PAULCEO, MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORPORATION/SHAREHOLDER; CHIEF EXECUTIVE OFFICER, CHAIRMAN OF BOARD OF DIRECTORS OF CAC/FISCHER FRANCIS TREES & WATTS, INC.; CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR/SHAREHOLDER, MEMBER OF BOARD OF DIRECTORS OF CAC (+4 more)
MARMON DAVID JAYMANAGING DIRECTOR OF CAC/FFTW, INC.; MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC.; MANAGING DIRECTOR/SHAREHOLDER OF CAC (+2 more)
AKANT ADNANMANAGING DIRECTOR/MEMBER OF BOARD OF DIRECTORS FOR CHARTER ATLANTIC CORPORATION/SHAREHOLDER; MANAGING DIRECTOR OF CAC/FFTW, INC.; MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC. (+3 more)
MEISTER ROBIN SUECHIEF RISK & COMPLIANCE OFFICER OF CHARTER ATLANTIC CORPORATION/MANAGING DIRECTOR/SHAREHOLDER; CHIEF RISK & COMPLIANCE OFFICER OF CHARTER ATLANTIC CORPORATION/MANAGING DIRECTOR/SHAREHOLDER,DIRECTOR OF FFTW KK; CHIEF RISK & LEGAL OFFICER OF CHARTER ATLANTIC CORPORATION (+5 more)
DIAO ROY WEICHIENMANAGING DIRECTOR OF CAC/FFTW, INC.; MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC.; MANAGING DIRECTOR/SHAREHOLDER OF CAC (+2 more)
WYNE MICHAEL LOUISMANAGING DIRECTOR OF CAC/FFTW, INC.; MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC.; MANAGING DIRECTOR/SHAREHOLDER OF CAC (+2 more)
HAZELL DEBORAHCHIEF EXECUTIVE OFFICER OF FFTW, INC., MEMBER OF BOARD OF DIRECTORS OF CAC/FFTW, INC.; MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC.; MANAGING DIRECTOR/SHAREHOLDER OF CAC (+1 more)
WILLIAMS RICHARD SAMUELCHIEF INVESTMENT OFFICER, MANAGING DIRECTOR/SHAREHOLDER OF CAC; CHIEF INVESTMENT OFFICER OF CAC/APPLICANT/FFTW, INC., MANAGING DIRECTOR OF CAC/FFTW, INC.; CO-CHIEF INVESTMENT OFFICER,MANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION (+2 more)
VAUGRIGNEUSE GILLES MARIEMEMBER OF THE BOARD OF DIRECTORS OF CAC; MEMBER OF THE BOARD OF DIRECTOR'S OF CHARTER ATLANTIC CORPORATION; MEMBER OF THE BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION
KATAYAMA KENDIRECTOR OF APPLICANT; PRESIDENT, MANAGING DIRECTOR OF CAC/FISCHER FRANCIS TREES & WATTS, INC./APPLICANT; PRESIDENT OF APPLICANT, MANAGING DIRECTOR OF CAC/FFTW, INC. (+2 more)
TRONGONE JEFFMEMBER OF BOARD OF DIRECTORS, CHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR OF CAC/FFTW, INC.
LESPINARD PHILIPPE JACQUESDEPUTY CHIEF EXECUTIVE OFFICER, MEMBER OF BOARD OF DIRECTORS CAC/FISCHER FRANCIS TREES & WATTS, INC.
FISCHER RICHARD GATTSMANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION /APPLICANT; SHAREHOLDER OF CHARTER ATLANTIC CORPORATION
FRANCIS STEPHEN CHALMERSSHAREHOLDER,CHIEF RISK OVERSIGHT OFFICER&VICE CHAIRMAN OF BOARDS OF DIRECTORS OF CHARTER ATLANTIC CORP/; SHAREHOLDER,VICE CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORP; SHAREHOLDER,VICE CHAIRMAN OF BOARDS OF DIRECTORS OF CHARTER ATLANTIC CORP (+1 more)
WATTS JOHN HILLSHAREHOLDER,CHAIRMAN OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION; SHAREHOLDER, CHAIRMAN OF THE BOARD OF DIRECTORS OF CAC
KOALL ULRICHMANAGING DIRECTOR/SHAREHOLDER OF CAC; MANAGING DIRECTOR ,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION; SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT
HARD SIMON GDIRECTOR OF APPLICANT AND MEMBER OF BOARD OF DIRECTORS OFCHARTER ATLANTIC CORPORATION/SHAREHOLDER; DIRECTOROF APPLICANT AND MEMBER OF BOARDS OF DIRECTORS OFCHARTER ATLANTIC CORPORATION/SHAREHOLDER; DIRECTOR OF APPLICANT. MANAGING DIRECTOR/SHAREHOLDER, MEMBER OF THE BOARD OF DIRECTORS OF CAC. (+1 more)
MCQUILLEN CATHLEEN MARYSTATUTORY AUDITOR OF APPLICANT. CHIEF FINANCIAL OFFICER OF CAC/APPLICANT.; STATUTORY AUDITOR OF APPLICANT,CHIEF FINANCIAL OFFICER OF CHARTER ATLANTIC CORPORATION
CORRIGAN KEVINMANAGING DIRECTOR ,SHAREHOLDER OF APPLICANT; MANAGING DIRECTOR/SHAREHOLDER OF CAC
WILLIAMS KATHERINE MARGARETMANAGING DIRECTOR,SHAREHOLDER OF CHARTER ATLANTIC CORPORATION; SHAREHOLDER OF CHARTER ATLANTIC CORPORATION; SHAREHOLDER OF CHARTER ATLANTIC CORPORATION/APPLICANT
AHAMED LIAQUAT ALICEO & SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION; SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION; SHAREHOLDER & MEMBER OF BOARD OF DIRECTORS OF CHARTER ATLANTIC CORPORATION/APPLICANT

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