ALPHA WINDWARD LLC

ALPHA WINDWARD LLC of WESTWOOD, MA is an SEC-registered investment adviser (CRD 110050). Regulatory assets under management: $159.5M.

Registration

Officers, owners & control persons (5)

NameRoleLocation
CARR SAMMUEL BALDWINMANAGING DIRECTOR; MANAGING DIRECTOR, MEMBER, OWNER; PRESIDENT, OWNS 100% JOINTLY WITH WIFE, MARGARET W. G. CARR
DAWSON BENJAMIN GARDNER100% VOTING CONTROL OF AND 50% ECONOMIC INTEREST, TRUSTEE OF AWBG NOMINEE TRUST; MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING DIRECTOR, MEMBER, OWNER (+1 more)
CARR MARGARET W GMEMBER, OWNER; OWNS 100% JOINTLY WITH HUSBAND, SAMUEL B. CARR, JR.
DAWSON CORNELIA A BMEMBER, OWNER; TRUSTEE AND 100% BENEFICIARY OF AWBG NOMINEE TRUST
LEIGHFIELD PATRICIA ANNCHIEF COMPLIANCE OFFICER

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
CARR TOTAL RETURN FUND L. P.Other Private Fund53$69.9M$50K

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