HODGES CAPITAL MANAGEMENT INC of DALLAS, TX is an SEC-registered investment adviser (CRD 110080). Regulatory assets under management: $1.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Craig Donaldson Hodges | CEO/CO. CIO; TRUSTEE | — |
| Gary Mack Bradshaw | DIRECTOR | — |
| Eric Jay Marshall | PRESIDENT/CO. CIO | — |
| Clark Brown Hodges | EVP BUSINESS DEVELOPMENT; TRUSTEE | — |
| Camille Hodges Hays | TRUSTEE | Dallas, TX |
| Charmagne Marie Darabadey | CHIEF COMPLIANCE OFFICER | — |
| MARSHALL WILLIAM JAY | CO-CIO; PRESIDENT; PRESIDENT/CO. CIO (+2 more) | — |
| HODGES DONALD WAYNE | CHAIRMAN; CHAIRMAN INVESTMENT COMMITTEE; CHAIRMAN/TREASURER (+5 more) | — |
| GARVIN KATHRYN WILLIAMS | SECRETARY | — |
| GIN NORMAN CANNON | SENIOR VICE PRESIDENT | — |
| HODGES CRAIG DONALDSON | CEO/CO. CIO; CHAIRMAN; CHAIRMAN, CIO, CEO (+6 more) | — |
| HAYS CAMILLE HODGES | CHIEF COMPLIANCE OFFICER; COO; COO/CHIEF COMPLIANCE OFFICER (+5 more) | — |
| PARNELL ROBERT BENSON | SR. VICE PRESIDENT | — |
| BRADSHAW GARY MACK | DIRECTOR; SVP | — |
| HODGES CLARK BROWN | EVP BUSINESS DEVELOPMENT; EVP MARKETING; MEMBER (+2 more) | — |
| KERCH ROBERT LEO | CHIEF COMPLIANCE OFFICER | — |
| DOYLE JOHN ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| COULTER ROBERT VINCENT | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| RAINEY BRETT WALKER | COO; COO, CCO | — |
| PRINCE TERRA REBECCA | CCO | — |
| DARABADEY CHARMAGNE MARIE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-03-14 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND TO THE ENTRY OF FINDINGS THAT IT IMPROPERLY CHARGED TICKET CHARGES IN AT LEAST 449 TRANSACTIONS INVOLVING 129 ACCOUNTS FOR CLIENTS OF ITS AFFILIATED REGISTERED INVESTMENT ADVISOR (RIA). THE FINDINGS STATED THAT TRADES… | Final | $45K |