BMO FAMILY OFFICE, LLC of CHICAGO, IL is an SEC-registered investment adviser (CRD 110264). Regulatory assets under management: $10.0B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Investment cos, Other.
Showing 25 of 84 people.
| Name | Role | Location |
|---|---|---|
| Michael Richard Hutchinson | CHIEF COMPLIANCE OFFICER | — |
| Kyle Richard Crowe | DIRECTOR | — |
| Michael Arthur Miranda | CHAIRMAN; CHAIRMAN & PRESIDENT; PRESIDENT | — |
| Theodore Andrew Dunn | DIRECTOR | — |
| Amy Lynn Hale | CHAIR, BOARD OF DIRECTORS; DIRECTOR | — |
| Jesse Joseph Segreto | CHIEF OPERATING OFFICER | — |
| Sean Rooney | CHIEF FINANCIAL OFFICER | Melville, NY |
| George Patrick Lace | CHIEF FINANCIAL OFFICER | — |
| Thomas P Howe | CHIEF OPERATING OFFICER | — |
| Amy Moulden Griman | PRESIDENT & CEO | — |
| Elizabeth Ann Armstrong | DIRECTOR | — |
| COLIN JEFFREY WAYNE | DIRECTOR | — |
| VANDENAKKER MICHAEL | DIRECTOR | — |
| MURPHY BRIAN JOSEPH | VICE PRESIDENT | — |
| PARSONS GRAHAM TURNER | BOARD MEMBER; CHAIRMAN & BOARD MEMBER; CHAIRMAN OF PARENT | — |
| PANTELIS JOANN ANTHONY | CHIEF COMPLIANCE OFFICER | — |
| MISTARZ CECILY MARIE | EVP & BOARD MEMBER | — |
| ROUSH JEFFREY ALLEN | SECRETARY AND MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR | — |
| MURPHY JAMES PATRICK | VP OF PARENT | — |
| THONN WILLIAM EUGENE | CHAIRMAN OF PARENT | — |
| HERING JAMES M | COO | — |
| KAMEDA ROBIN GEN WAI KIRN | COMPLIANCE OFFICER | — |
| PALMER ANGELA MARIE | CHIEF COMPLIANCE OFFICER | — |
| ALFORD BRADLEY HUSTON | DIRECTOR | — |
| COYLE JEFFERY LEE | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-08-08 | regulatory | THE U.S. COMMODITY FUTURE TRADING COMMISSION ("CFTC") ALLEGED THAT, FROM AT LEAST 2019 THROUGH THE DATE OF THE ORDER, BANK OF MONTREAL ("BMO") (I) FAILED TO KEEP CERTAIN REQUIRED RECORDS IN VIOLATIONOF SECTIONS 4S(F)(1)(C) AND 4S(G)(1) AND (3) OF THE COMMODITY EXCHANGE ACT ("CEA") AND CFTC REGULATIO… | Final | $35.0M |