OBRIEN GREENE & CO INC of MEDIA, PA is an SEC-registered investment adviser (CRD 110281). Regulatory assets under management: $464.3M.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: Individuals, High net worth, Investment cos.
| Name | Role | Location |
|---|---|---|
| Elizabeth Burns O'Brien | CORPORATE SECRETARY | — |
| Mark Bennett Obrien | CHAIRMAN | — |
| Matthew Bennett Obrien | PRESIDENT | — |
| James Robert Foggo | CHIEF COMPLIANCE OFFICER | — |
| O'BRIEN ELIZABETH BURNS | CHIEF COMPLIANCE OFFICER; CORPORATE SECRETARY | — |
| OBRIEN MARK BENNETT | CHAIRMAN; PRESIDENT | — |
| FOGGO JAMES ROBERT | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-02 | regulatory | FAILED TO TIMELY FILE AND DELIVER THE NEWLY MANDATED FORM CRS TO RETAIL INVESTORS | Final | $25K |