| MCCABE JAMES LAWS | CHAIRMAN, DIRECTOR, PRESIDENT, CEO; DIRECTOR, PRESIDENT; TRUSTEE | — |
| HICKEY TIMOTHY MICHAEL | VICE PRESIDENT & CHIEF INVESTMENT STRATEGIST; VICE PRESIDENT, CHIEF INVESTMENT STRATEGIST & COO | — |
| CONNELL JR GEORGE WASHINGTON | BENEFICIAL OWNER AND TRUSTEE; DIRECTOR; SHAREHOLDER | — |
| ROVNER PAUL STUART | VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| SCARAMUCCI ADREA ANN | CHIEF COMPLIANCE OFFICER | — |
| BUTCHER MCBEE NMN | DIRECTOR | — |
| ERSKINE LYNN SUZANNE | VICE PRESIDENT & SENIOR PORTFOLIO MANAGER | — |
| LEVINE EMILY | COMPLIANCE OFFICER | — |
| CROWLEY KIMBERLY MICHELE | VICE PRESIDENT | — |
| LANDAU ADAM BRETT | VICE PRESIDENT | — |
| MCCARRON MARK | VICE PRESIDENT; VICE PRESIDENT & DIRECTOR | — |
| DESCOTEAUX DIANNE | CHIEF COMPLIANCE OFFICER | — |