WISCONSIN CAPITAL MANAGEMENT, LLC of MADISON, WI is an SEC-registered investment adviser (CRD 110394). Regulatory assets under management: $256.6M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Thomas Gerald Plumb | PRESIDENT, MANAGING MEMBER; SOLE SHAREHOLDER | — |
| Bonnie Michelle Romani | CHIEF COMPLIANCE OFFICER | — |
| Nathan Marek Plumb | VICE PRESIDENT | — |
| COTTON JOE ROBERT | DIRECTOR | — |
| THOMPSON JOHN WALTER | PRESIDENT, TREASURER | — |
| NORTON JONI LEE | DIRECTOR; VICE PRESIDENT | — |
| PLUMB THOMAS GERALD | CHIEF COMPLIANCE OFFICER; DIRECTOR; PRESIDENT (+5 more) | — |
| OPPERMANN CLINT ALAN | VICE PRESIDENT | — |
| OBRIEN TIMOTHY ROCK | DIRECTOR; DIRECTOR, MEMBER; VICE PRESIDENT (+2 more) | — |
| DUCHOW DAVID BRUCE | VICE PRESIDENT | — |
| REDMAN CONNIE MARIE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT AND SECRETARY; VICE PRESIDENT AND SECRETARY | — |
| STEINBURG WM OLIVER | DIRECTOR | — |
| AUSTIN GEORGE HERBERT | DIRECTOR | — |
| TERRY THOMAS EDWARD | DIRECTOR | — |
| KRUMHOLZ KURT GERARD | DIRECTOR | — |
| SCHULTZ CARL ELMER | DIRECTOR | — |
| BALTES JOHN ANTHONY | DIRECTOR | — |
| BOYSEN RAYMOND HUGHES | DIRECTOR | — |
| LEONE PAUL FRANCIS | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| AUSTIN TIMOTHY GEORGE | DIRECTOR | — |
| PLUMB THOMAS | VICE PRESIDENT | — |
| OPPERMAN CLINT | VICE PRESIDENT | — |
| REDMAN CONNIE | VICE PRESIDENT AND SECRETARY | — |
| STEINBURG WILLIAM | DIRECTOR | — |
| PLUMB NATHAN MAREK | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER AND SECRETARY (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-30 | regulatory | ENGAGING IN OUTSIDE BUSINESS ACTIVITIES AND PARTICIPATION IN UNDISCLOSED PRIVATE SECURITIES TRANSACTIONS. | Final | $10K |