WOODSTOCK CORPORATION of BOSTON, MA is an SEC-registered investment adviser (CRD 110662). Regulatory assets under management: $1.3B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles.
Showing 25 of 50 people.
| Name | Role | Location |
|---|---|---|
| William Henry Darling | CHAIRMAN, CEO; ELECTED MANAGER; TRUSTEE | — |
| Henry Paine Phippen | ELECTED MANAGER; SECRETARY; TRUSTEE | — |
| Adrian Gregory Davies | ELECTED MANAGER; PRESIDENT, CHIEF INVESTMENT OFFICER | — |
| William Lacroix Phippen | TRUSTEE | — |
| Paul Dunleigh Simpson | ELECTED MANAGER; VICE CHAIRMAN | — |
| David Martin Levesque | SVP, ADMINISTRATION, TREASURER, CHIEF COMPLIANCE OFFICER | — |
| Christopher M Leich | DIRECTOR | — |
| DAWSON BENJAMIN GARDNER | TRUSTEE OF C.P. PAINE REV'LE & THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN, & E.L.DABNEY ET AL.; TRUSTEE OF STOCKHOLDERS.; TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN, & E.L.DABNEY ET AL. (+1 more) | — |
| PAINE NELS PEARSON | TRUSTEE OF STOCKHOLDER.; TRUSTEE OF THE PAINE REVOCABLE TRUST. | — |
| CROCKER PRESCOTT BIGELOW | TRUSTEE OF THE MF LACROIX TRST FBO J CROCKER ET AL | — |
| SCUDDER DAVID WITHERSPOON | DIRECTOR.; DIRECTOR, CHAIRMAN OF THE BOARD OF DIRECTORS. | — |
| DONOVAN ROBERT JOSEPH | VICE PRESIDENT; VICE PRESIDENT. | — |
| DARLING WILLIAM HENRY | CHAIRMAN, CEO; CHAIRMAN, CEO, CHIEF COMPLIANCE OFFICER; CHAIRMAN, PRESIDENT (+6 more) | — |
| PHIPPEN HENRY PAINE | DIRECTOR AND TRUSTEE OF STOCKHOLDERS.; DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUSTS FBO R.L. DARLING, S.L. PHIPPEN ET AL; DIRECTOR AND TRUSTEE OF THE MORRISS F. LACROIX TRUSTS FBO R.L. DARLING, J.L. CROCKER, S.L. PHIPPEN,& E.L. DABNEY ET AL. (+5 more) | — |
| SIMPSON PAUL DUNLEIGH | DIRECTOR AND TRUSTEE OF THE M. F. LACROIX TRUSTS FBO RUTH L. DARLING ET AL & SUSANNE L. PHIPPEN ET AL.; ELECTED MANAGER; PRESIDENT (+2 more) | — |
| GILLESPIE MARIE ELENA | SENIOR VICE PRESIDENT; SENIOR VICE PRESIDENT, CCO, TREASURER; SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, TREASURER | — |
| BENJAMIN EDWARD ALAN | DIRECTOR | — |
| CROCKER JOHN TODD | DIRECTOR AND TRUSTEE OF STOCKHOLDER.; DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO JEANNE L. CROCKER ET AL.; TRUSTEE OF THE M.F. LACROIX TRUST FBO J. CROCKER ET AL (+1 more) | — |
| ABISALIH LUCY CROCKER | TRUSTEE OF STOCKHOLDER.; TRUSTEE OF THE M.F. LACROIX TRUST FBO J CROCKER ET AL; TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO JEANNE L. CROCKER ET AL. | — |
| RICHEY CHARLES ROBERT | TRUSTEE OF STOCKHOLDER.; TRUSTEE OF THE MF LACROIX TRUST FBO J CROCKER ET AL; TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO JEANNE L. CROCKER ET AL. | — |
| FERLAZZO LESLIE ALLEN | DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND TRUSTEE OF STOCKHOLDERS.; STOCKHOLDER, DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER AND TRUSTEE OF STOCKHOLDERS.; STOCKHOLDER, DIRECTOR, CHAIRMAN, CHIEF EXECUTIVE OFFICER, & TRUSTEE OF THE MARTHA A. NEWELL 1968 & LINCOLN D. PAINE 1967 TRUSTS. (+3 more) | — |
| DABNEY EDITH LACROIX | DIRECTOR AND TRUSTEE OF STOCKHOLDER.; DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO EDITH L. DABNEY ET AL.; TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO EDITH L. DABNEY ET AL. | — |
| PAINE CHRISTOPHER WARD | DIRECTOR AND TRUSTEE OF STOCKHOLDERS.; DIRECTOR AND TRUSTEE OF THE MARTHA A. NEWELL 1968, LINCOLD D. PAINE 1967, AND PAINE REVOCABLE TRUSTS.; TRUSTEE OF STOCKHOLDER. (+3 more) | — |
| NEWELL TIMOTHY PAINE | DIRECTOR AND TRUSTEE OF STOCKHOLDER.; DIRECTOR AND TRUSTEE OF THE MARTHA A NEWELL 1968 TRUST.; TRUSTEE OF STOCKHOLDER. (+2 more) | — |
| KNOWLES JOHN HILTON | DIRECTOR AND TRUSTEE OF STOCKHOLDER.; DIRECTOR AND TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO EDITH L. DABNEY ET AL.; TRUSTEE OF THE MORRIS F. LACROIX TRUST FBO EDITH L. DABNEY ET AL. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-11 | regulatory | THE DIVISION ALLEGED THAT A WOODSTOCK CORPORATION ("WOODSTOCK") EMPLOYEE PROVIDED INVESTMENT ADVISORY SERVICES TO CLIENTS IN MASSACHUSETTS BETWEEN DECEMBER 1, 2020 AND DECEMBER 16, 2021 WITHOUT BEING PROPERLY REGISTERED AS AN INVESTMENT ADVISER REPRESENTATIVE ("IAR") BECAUSE HIS APPLICATION FOR REGI… | Final | $100K |