PRIVATE OCEAN, LLC of SAN RAFAEL, CA is an SEC-registered investment adviser (CRD 110666). Regulatory assets under management: $2.8B.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| POWERS PATRICK DAVID | CHIEF FINANCIAL OFFICER | — |
| SONTAG HOWARD VAUGHN | SR. MANAGING DIRECTOR | — |
| STONE RICHARD ALAN | CHAIRMAN; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER/PRESIDENT (+2 more) | — |
| STONE JANIS CATHERINE | OWNER; SECRETARY | — |
| GALLIER THEO ALFORD | CHIEF INVESTMENT OFFICER; DIRECT OWNER/CHIEF INVESTMENT OFFICER | — |
| ROUNTREE NEAL EARL | CHIEF COMPLIANCE OFFICER | — |
| DUVALL-DICKSON SUSAN DIANE | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER; DIRECT OWNER/CHIEF OPERATING OFFICER | — |
| FRIEDMAN GREGORY HUGH | CHIEF EXECUTIVE OFFICER; CHIEF STRATEGY OFFICER; DIRECT OWNER (+3 more) | — |
| MORIARTY MICHAEL JOSEPH | CHIEF INVESTMENT OFFICER | — |
| SCHNEIDER BRETT RONALD | DIRECTOR | — |
| LIESER LORI MICHELL | VICE PRESIDENT | — |
| JONES JOSEPH | DIRECT OWNER / CO- INVESTMENT COMMITTEE CHAIR; DIRECT OWNER/CO- INVESTMENT COMMITTEE CHAIR; DIRECT OWNER/INVESTMENT COMMITTEE CHAIR (+1 more) | — |
| HULT JUSTIN KARL | CHIEF COMPLIANCE OFFICER; DIRECTOR OF INVESTMENT OPERATIONS & CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER (+1 more) | — |
| LAMENA MICHAEL ANTHONY | CHIEF EXECUTIVE OFFICER | — |
| SONTAG ERIC MATTHEW | PRESIDENT & CHIEF OPERATIONS OFFICER | — |
| O'MALLEY EDWARD GEORGE | DIRECTOR | — |
| HARRAH SARA D | BENEFICIARY | — |
| SHIELDS-DICKSON ANDREA L | BENEFICIARY | — |
| DEL VALLE CISCO J | CHIEF COMPLIANCE OFFICER | — |
| DOPFEL FREDERICK EDWARD | DIRECT OWNER / CO- INVESTMENT COMMITTEE CHAIR; DIRECT OWNER/CO- INVESTMENT COMMITTEE CHAIR; DIRECT OWNER / INVESTMENT COMMITTEE CHAIR | — |
| MOO VERONICA EI CHUN | DIRECTOR | — |
| PYFER CHARLES MERRYMAN | DIRECT OWNER | — |
| BOCKWOLDT WILLIAM HARRY | DIRECT OWNER | — |
| Jorstad Timothy | DIRECT OWNER | — |
| STASTNEY HOYT RONALD | CHIEF LEGAL OFFICER | — |