CMG CAPITAL MANAGEMENT GROUP, INC. of MALVERN, PA is an SEC-registered investment adviser (CRD 110750). Regulatory assets under management: $256.5M.
Compensation: % of AUM, Subscription.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Corporations, Investment cos.
| Name | Role | Location |
|---|---|---|
| Stephen Bruce Blumenthal | CEO / CHIEF COMPLIANCE OFFICER | — |
| Susan Barr Blumenthal | OWNER | — |
| Rory Balfour Riggs | OWNER | New York, NY |
| BLUMENTHAL STEPHEN BRUCE | CEO; CEO / CHIEF COMPLIANCE OFFICER; CEO/DIRECTOR/SHAREHOLDER (+2 more) | — |
| ELKIN DAVID WAYNE | MANAGING DIRECTOR | — |
| STAVETSKI EDWARD JOHN | CHIEF COMPLIANCE OFFICER | — |
| SHORIN RICHARD M | CHIEF COMPLIANCE OFFICER | — |
| BLUMENTHAL MARVIN | CFO/SECRETARY/DIRECTOR/SHAREHOLDER | — |
| STEWART JEFFREY A | INSITUTIONAL SALES | — |
| SHORIN RICHARD MARK | CHIEF COMPLIANCE OFFICER | — |
| ELKIN ANDREW D | CHIEF OPERATING OFFICER | — |
| GRZYWACZ PRZEMYSLAW J | PRESIDENT; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| SILBERGELD TODD FREDRIC | CHIEF COMPLIANCE OFFICER | — |
| RIGGS RORY BALFOUR | OWNER | — |
| BLUMENTHAL SUSAN BARR | OWNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-01-13 | regulatory | THE ORDER FOUND THAT (1) BETWEEN APRIL 2017 AND JULY 2018, REGISTRANT ADVERTISED HYPOTHETICAL, BACKTESTED PERFORMANCE RESULTS FOR ITS CMG OPPORTUNISTIC ALL ASSET STRATEGY (THE "OAAS") WITHOUT ADEQUATELY DISCLOSING THE DIFFERENCES BETWEEN THE FUNDS AND OTHER PRODUCTS USED IN THE OAAS BACKTEST AND THE… | Final | $70K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| GLIDE FUND SERIES, LLC EVOLUTION TRADE FINANCE | Hedge Fund | Florida | 86 | $11.0M | $250K |
| GLIDE FUND SERIES, LLC HEADLANDS | Hedge Fund | Florida | 70 | $9.4M | $250K |