DUNCKER, STREETT & CO., LLC of ST. LOUIS, MO is an SEC-registered investment adviser (CRD 110828). Regulatory assets under management: $707.3M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| Lee Haskell | MANAGING MEMBER | New York, NY |
| John Thomas Boyle | PRINCIPAL | — |
| Daniel Jeremy Berg | DIRECTOR OF FINANCE | — |
| Patrick James Dunne | CHIEF OPERATING OFFICER | — |
| John Randolph Moulton | SHAREHOLDER | — |
| Terry Alan Daniels | CHIEF COMPLIANCE OFFICER | — |
| James Eric Mineman | PRESIDENT | — |
| GORMLEY STEPHEN KEVIN | BOARD OF MANAGERS; MANAGER; MANAGING MEMBER | — |
| MCMAKEN BRUCE ROBERT | BOARD OF MANAGERS | — |
| BALL GEORGE LESTER | BOARD OF MANAGERS | — |
| EDELMAN FREDRIC MARK | SHAREHOLDER; SOLE SHAREHOLDER | — |
| MOORE EDWARD PHILIP | BOARD OF MANAGERS | — |
| CORNE ROBERT JEFFERY | VICE PRESIDENT AND SECRETARY | — |
| SULLIVAN KELLY BRYANT | CHIEF COMPLIANCE OFFICER; PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER (+3 more) | — |
| BOYLE HUGH THOMAS | PRINCIPAL | — |
| RODRIGUEZ CHARLES JOSEPH | BOARD OF MANAGERS | — |
| DEEM HOLLY DAY | BOARD OF MANAGERS | — |
| THETFORD MICHELLE MARIE | CHIEF OPERATING OFFICER AND PRESIDENT; PRINCIPAL | — |
| PAGLIUCO ROBERT STEVEN | EVP AND TREASURER | — |
| RODRIGUEZ DANIEL J | BOARD OF MANAGERS | — |
| WOODS TIMOTHY BERNARD | GENERAL COUNSEL | — |
| YAFFE ACHI | BOARD OF MANAGERS | — |
| MCCLELLAND JOHN RUSSELL | CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| MOULTON JOHN RANDOLPH | PRESIDENT AND CHIEF COMPLIANCE OFFICER; SHAREHOLDER | — |
| BERG DANIEL JEREMY | DIRECTOR OF FINANCE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |