CLUTINGER WILLIAMS & VERHOYE INC of SAN DIEGO, CA is an SEC-registered investment adviser (CRD 111082). Regulatory assets under management: $163.1M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Scott Brian Williams | PRESIDENT-CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR | — |
| Kent Edwin Stone | VICE PRESIDENT/TREASURER/DIRECTOR | — |
| CLUTINGER THOMAS HARRY | PRESIDENT/DIRECTOR; SECRETARY/DIRECTOR; SECRETARY/TREASURER (+2 more) | — |
| WILLIAMS LOUIS EDWIN | V.P.-SECRETARY/DIRECTOR | — |
| WILLIAMS SCOTT BRIAN | PRESIDENT-CEO/CHIEF COMPLIANCE OFFICER/DIRECTOR; PRESIDENT-CEO/DIRECTOR; V.P.-TREASURER/DIRECTOR | — |
| CLARK MAXINE BAKER | STOCKHOLDER | — |
| STONE KENT EDWIN | SECRETARY/DIRECTOR; TREASURER/DIRECTOR; VICE PRESIDENT/TREASURER/DIRECTOR | — |
| CLUTINGER THOMAS MICHAEL | ASSISTANT COMPLIANCE OFFICER/DIRECTOR; DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-08-25 | regulatory | THOMAS H CLUTINGER WAS AN UNLICENSED INVESTMENT ADVISOR REPRESENTATIVE OF CLUTINGER, WILLIAMS & VERHOYE, INC IN THE STATE OF COLORADO | Final | — |