LASALLE INVESTMENT MANAGEMENT SECURITIES, LLC of BALTIMORE, MD is an SEC-registered investment adviser (CRD 111179). Regulatory assets under management: $3.3B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| David Doherty | CHIEF LEGAL OFFICER | Chicago, IL |
| Matthew Sgrizzi | MANAGING DIRECTOR | — |
| Lisa L Kaufman | MANAGING DIRECTOR | — |
| Ian Scott Mcwilliams | MANAGING DIRECTOR | — |
| Chaim T Preiser | CHIEF COMPLIANCE OFFICER | — |
| REPP GORDON | CHIEF LEGAL OFFICER; CLO; CLO/CCO (+1 more) | — |
| THURBER LYNN CHORNYEI | CEO/DIR | — |
| HAKE BRIAN PATRICK | CFO | — |
| KRASKA STANLEY JR | COO/CCO/DIR; COO/DIR; MANAGING DIRECTOR | — |
| PAULEY KEITH RICHARD | DIR; DIRECTOR; MANAGING DIRECTOR | — |
| WOODROW KIMBALL C | CEO/DIR; DIRECTOR; PRESIDENT | — |
| DOHERTY DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER | — |
| ROMENESKO JOSEPH J | TREASURER | — |
| SGRIZZI MATTHEW | MANAGING DIRECTOR | — |
| BURNS PEGGY | MANAGING DIRECTOR | — |
| KAUFMAN LISA L | MANAGING DIRECTOR | — |
| MCWILLIAMS IAN SCOTT | MANAGING DIRECTOR | — |
| PREISER CHAIM T | CHIEF COMPLIANCE OFFICER | — |
| Paul Lawrence Meierdierck | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2013-08-22 | regulatory | SEC ALLEGED THAT JLL WAS THE CAUSE OF VIOLATIONS BY CERTAIN OF ITS OFFICERS AND DIRECTORS OF CERTAIN FEDERAL SECURITIES LAWS AND SEC RULES REQUIRING PROMPT REPORTING ON SEC FORMS OF TRANSACTIONS AND HOLDINGS, WHICH LED TO INACCURATE STATEMENTS IN JLL'S PROXY STATEMENT WITH RESPECT TO THE TIMELY FILI… | Final | $150K |