BRIAN SLY AND COMPANY

BRIAN SLY AND COMPANY is an SEC-registered investment adviser (CRD 111396). Regulatory assets under management: $2.0M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 111396
• Type: Registered investment adviser
• Phone: 530-830-8103
• Latest filing: 2026-01-03
• Regulatory AUM: $2.0M
• Non-discretionary AUM: $2.0M
• Clients: 1
• Accounts: 8

Business model

Compensation: % of AUM, Fixed, Performance.

Clients served: High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 111396 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search