MIAI, INC. of DALLAS, TX is an SEC-registered investment adviser (CRD 111695). Regulatory assets under management: $213.3M.
Compensation: % of AUM, Hourly, Fixed, Commissions.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Cynthia Elizabeth Besek | SECRETARY | — |
| Daniel Clifton Dooley | PRESIDENT | — |
| Brandon Scott Langley | MEMBER | — |
| Jonathan David Robinson | CHAIRMAN OF THE BOARD; MEMBER | — |
| Rory Richard Collins | MEMBER | — |
| Tony Gene Hauck | MEMBER | — |
| James Randall Arthaud | TRUSTEE | — |
| Laurie Michele Moore | CHIEF COMPLIANCE OFFICER | — |
| ROBINSON CHARLES DAVID | CHAIRMAN OF THE BOARD; MEMBER | — |
| DOOLEY DANIEL CLIFTON | CHAIRMAN OF THE BOARD; CHAIRMAN OF THE BOARD, CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER (+1 more) | — |
| ROBINSON WILLIAM BRUCE | PRESIDENT | — |
| FAIRFIELD LUCINDA VERONICA | VICE PRESIDENT | — |
| BESEK CYNTHIA ELIZABETH | SECRETARY | — |
| MARKUM LAURIE MICHELE | CHIEF COMPLIANCE OFFICER | — |
| MOORE LAURIE MICHELE | CHIEF COMPLIANCE OFFICER | — |
| LANGLEY BRANDON SCOTT | MEMBER | — |
| COLLINS JORDAN RICHARD | MEMBER | — |
| HAUCK TONY GENE | MEMBER | — |
| ARTHAUD JAMES RANDALL | MEMBER; TRUSTEE | — |
| HAUCK TONY | MEMBER | — |
| Arthaud James | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2018-12-27 | regulatory | IN FEBRUARY 2018, THE SECURITIES AND EXCHANGE COMMISSION ("SEC") ANNOUNCED THE CREATION OF A "SHARE CLASS SELECTION DISCLOSURE INITIATIVE" (THE "SCSD INITIATIVE"). THE SCSD INITIATIVE APPLIED TO INVESTMENT ADVISERS THAT SELECTED MUTUAL FUND SHARE CLASSES FOR CLIENTS, WHICH PAID THE ADVISER OR RELATE… | Final | — |