AQR CAPITAL MANAGEMENT, LLC of GREENWICH, CT is an SEC-registered investment adviser (CRD 111883). Regulatory assets under management: $311.7B.
Compensation: % of AUM, Performance, Other.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
Showing 25 of 34 people.
| Name | Role | Location |
|---|---|---|
| Clifford Scott Asness | LIMITED PARTNER; MANAGING MEMBER; PRESIDENT, FOUNDING AND MANAGING PRINCIPAL | Greenwich, CT |
| Bradley David Asness | CO-CHIEF OPERATING OFFICER | Greenwich, CT |
| David Gary Kabiller | FOUNDING PRINCIPAL | Greenwich, CT |
| John Bradley Howard | CO-CHIEF OPERATING OFFICER | Greenwich, CT |
| Pedersen G Lasse | PRINCIPAL | Greenwich, CT |
| Frazzini Andrea | PRINCIPAL | Greenwich, CT |
| John Mihn Soo Liew | FOUNDING PRINCIPAL | — |
| Herbert James Willcox | CHIEF COMPLIANCE OFFICER | — |
| Patrick Edmund Ryan | CHIEF FINANCIAL OFFICER | — |
| ASNESS CLIFF SCOTT | LIMITED PARTNER; MANAGING MEMBER; PRESIDENT AND MANAGING PRINCIPAL (+1 more) | — |
| KABILLER DAVID GARY | FOUNDING PRINCIPAL; PRINCIPAL | — |
| LIEW JOHN MIHN SOO | FOUNDING PRINCIPAL; PRINCIPAL | — |
| KRAIL ROBERT JOHN | FOUNDING PRINCIPAL; PRINCIPAL | — |
| ASNESS BRADLEY DAVID | CHIEF LEGAL OFFICER; CO-CHIEF OPERATING OFFICER; VICE PRESIDENT | — |
| HURST BRIAN KEITH | PRINCIPAL; VICE PRESIDENT | — |
| FRIEDMAN JACQUES ALAIN | PRINCIPAL; VICE PRESIDENT | — |
| KURBANOV OKTAY | PRINCIPAL; VICE PRESIDENT | — |
| BOLIVAR ABDON | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| MENDELSON MICHAEL AARON | PRINCIPAL; VICE PRESIDENT | — |
| GOLDBERG AARON | VICE PRESIDENT | — |
| ISRAEL RONEN | PRINCIPAL | — |
| NIELSEN LARS NORUP | PRINCIPAL | — |
| KATZ MICHAEL | PRINCIPAL | — |
| ANDRADE GREGOR MASINI | PRINCIPAL | — |
| MELLAS STEPHEN JOSEPH | PRINCIPAL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-03-25 | regulatory | IN MAY 2014, AQR NOTIFIED THE SFSA OF A NET SHORT POSITION IN THE SHARES OF A SWEDISH ISSUER. THAT NOTIFICATION WAS MADE UNINTENTIONALLY LATER THAN THE NEXT-DAY NOTIFICATION DEADLINE SPECIFIED IN REGULATION (EU) NO. 236/2012. | Final | $2K |
| 2015-03-25 | regulatory | IN JULY 2014, AQR NOTIFIED THE SFSA OF NET SHORT POSITIONS IN THE SHARES OF A SWEDISH ISSUER. THAT NOTIFICATION WAS MADE UNINTENTIONALLY LATER THAN THE NEXT-DAY NOTIFICATION DEADLINE SPECIFIED IN REGULATION (EU) NO. 236/2012. | Final | $30K |
| 2015-01-22 | regulatory | AQR NOTIFIED THE AFM OF NET SHORT POSITIONS IN THE SHARES OF TWO DUTCH ISSUERS. THAT NOTIFICATION WAS MADE UNINTENTIONALLY LATER THAN THE NEXT-DAY NOTIFICATION DEADLINE SPECIFIED IN REGULATION (EU) NO. 236/2012. | Final | $572K |
| 2013-04-17 | regulatory | IT IS ALLEGED THAT AS OF THE CLOSE OF BUSINESS ON APRIL 17, 2013, AQR CAPITAL MANAGEMENT, LLC VIOLATED FUTURES CONTRACT POSITION LIMITS SET BY THE CME GROUP IN CONNECTION WITH THE TRADING OF SOYBEAN FUTURES. | Final | $71K |
| 2013-01-15 | regulatory | IT IS ALLEGED THAT AS OF THE CLOSE OF BUSINESS ON JANUARY 15, 2013, AQR CAPITAL MANAGEMENT, LLC VIOLATED FUTURES CONTRACT POSITION LIMITS SET BY THE CME GROUP IN CONNECTION WITH THE TRADING OF CRUDE OIL FINANCIAL FUTURES. | Final | $60K |
| 2012-09-06 | regulatory | IT IS ALLEGED THAT AS OF THE CLOSE OF BUSINESS ON SEPTEMBER 6, 2012, AQR CAPITAL MANAGEMENT, LLC VIOLATED FUTURES CONTRACT POSITION LIMITS SET BY THE CME GROUP IN CONNECTION WITH THE TRADING OF EUROPEAN GASOIL BULLET FUTURES. | Final | $25K |