INTRINSIC INVESTORS LLC of WAUWATOSA, WI is an SEC-registered investment adviser (CRD 111968). Regulatory assets under management: $129.4M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| William Meredith Fons | CHIEF COMPLIANCE OFFICER | — |
| Christopher Paul Shea | MEMBER | — |
| Dawn Marie Williams | MEMBER | — |
| FONS WILLIAM MEREDITH | CHIEF COMPLAINCE OFFICER/MEMBER; CHIEF COMPLIANCE OFFICER; MEMBER | — |
| KLAWITTER CHARLES OSCAR | MEMBER | — |
| SHEA CHRISTOPHER PAUL | MEMBER | — |
| WILLIAMS DAWN MARIE | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2002-11-05 | civil | THE DEFENDENT WAS NEGLIGENT IN FAILING TO USE VALUATION MODEL IN SELECTING THE SECURITIES FOR THE PLAINTIFF. | Final | $60K |