MAINSTREAM INVESTMENT ADVISERS LLC

MAINSTREAM INVESTMENT ADVISERS LLC of NEW ALBANY, IN is an SEC-registered investment adviser (CRD 111981). Regulatory assets under management: $232.9M.

Registration

CRD: 111981
SEC file number: 801-54799
Type: Registered investment adviser
Location: 101 WEST SPRING STREET, 4TH FLOOR, NEW ALBANY, IN, 47150
Phone: 812-981-8100
Latest filing: 2013-03-28
Regulatory AUM: $232.9M
Discretionary AUM: $232.9M
Clients: 8
Accounts: 5

Officers, owners & control persons (9)

Name	Role	Location
JENKINS WILLIAM HOWARD	MEMBER/MANAGER	—
GERNERT WILLIAM RUDOLPH	MEMBER; MEMBER/DIRECTOR OF BUSINESS STRATEGY	—
HULLS DIANE JEAN	DIRECTOR; DIRECTOR (CHIEF COMPLIANCE OFFICER)	—
MULLINS STEPHEN GERARD	CLIENT SERVICE AND MARKETING ADVISER; DIRECTOR OF CLIENT SERVICE AND MARKETING	—
CRAIG CHARLES FREDERICK	PORTFOLIO MANAGER; RESEARCH ANALYST	—
MCCLELLAND MARTIN NELSON	MANAGING DIRECTOR; MEMBER/MANAGING DIRECTOR; SHAREHOLDER	—
NAISER STEVEN TODD	PORTFOLIO MANAGER AND DIRECTOR	—
ELLINGTON SAM	DIRECTOR, PORTFOLIO MANAGEMENT & CLIENT SERVICE; DIRECTOR, PRODUCT MANAGEMENT, SERVICE & MARKETING	—
JENKINS WILLIAM AARON	RESEARCH ANALYST	—

Private funds (3)

Fund	Type	Formed	Owners	Gross asset value	Min investment
MAINSTREAM ACTIVE VALUE FUND II, LIMITED PARTNERSHIP	Hedge Fund	—	92	$149.9M	$250K
MAINSTREAM ACTIVE VALUE FUND, L.P.	Hedge Fund	—	50	$47.7M	$250K
MAINSTREAM GLOBAL ACTIVE VALUE FUND, L.P.	Hedge Fund	—	29	$26.0M	$250K

Fund service providers (1)

administrator: MOUNTJOY CHILTON MEDLEY LLP — 3 funds

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