INTREPID FINANCIAL PLANNING GROUP, LLC

INTREPID FINANCIAL PLANNING GROUP, LLC of CARMEL, IN is an SEC-registered investment adviser (CRD 112196). Regulatory assets under management: $390.4M.

Registration

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (11)

NameRoleLocation
Donald BehrmannMEMBER
Greg Alan HaneyPRESIDENT
Joan K LockePRINCIPAL OWNER
Chad Alan BaileyCHIEF COMPLIANCE OFFICER
LOCKE RICHARD KEITHCHIEF COMPLIANCE OFFICER; PRINCIPAL; PRINCIPAL, CHIEF COMPLIANCE OFFICER
BRYAN ALICE JEANPRINCIPAL
BEHRMANN DONALDMEMBER
HANEY GREG ALANPRESIDENT
GILLIGAN JOHN MARTINSECRETARY, TREASURER
Locke Joan KPRINCIPAL OWNER
BAILEY CHAD ALANCHIEF COMPLIANCE OFFICER

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2004-11-17regulatoryDIVISION OF SECURITIES, STATE OF UTAH, WAS NOT NOTIFIED BY INTREPID FINANCIAL PLANNING GROUP LLC THAT ONE OF ITS IARS HAD SUCCESSFULLY PASSED THE SERIES 65 EXAMINATION.Final$5K
regulatory

Branch offices (6)

CityStateEmployeesPhone
CROWN POINTIN1219-226-1620
CARMELIN1317-844-7606
MADISONIN1317-908-8542
FISHERSIN1317-841-9088
MOORESVILLEIN1317-501-7792
MUNCIEIN1765-284-3384

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