BANK OF HAWAII of HONOLULU, HI is an SEC-registered investment adviser (CRD 112324). Regulatory assets under management: $1.3B.
Compensation: % of AUM.
Clients served: Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Charles R Gordon | CHIEF COMPLIANCE OFFICER, SVP; CHIEF COMPLIANCE OFFICER, VP; COMPLIANCE OFFICER, VP | Pittsburgh, PA |
| Charles E Gordon | CHIEF COMPLIANCE OFFICER, SVP; CHIEF COMPLIANCE OFFICER, VP; COMPLIANCE OFFICER, VP | Austin, TX |
| Charles T Gordon | CHIEF COMPLIANCE OFFICER, SVP; CHIEF COMPLIANCE OFFICER, VP; COMPLIANCE OFFICER, VP | Exton, PA |
| Catherine Mcgowan Fujisaki | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| Roger John Khlopin | CHIEF INVESTMENT OFFICER & MANAGER, EVP | — |
| MARTYN TOBIAS MICHAEL | EVP & CIO; EVP, CIO & MANAGER | — |
| KHLOPIN ROGER JOHN | CHIEF INVESTMENT OFFICER & MANAGER, EVP; CHIEF INVESTMENT OFFICER & MANAGER, SVP; EVP | — |
| CROWELL ROBERT IKUA | EVP; MANAGER, EVP | — |
| IGE JORDAN TAMOTSU | OPERATIONS MANAGER, SVP; SENIOR VICE PRESIDENT; SVP | — |
| RODGERS STEPHEN KANOA | CHIEF INVESTMENT OFFICER, EVP; CHIEF INVESTMENT OFFICER & MANAGER, EVP; CHIEF INVESTMENT OFFICER, SVP (+2 more) | — |
| HODEL HOWARD MARK | EVP/MANAGER | — |
| HO PETER SAMUEL | MANAGER | — |
| CHAMPION STEVEN ROBERT | EVP/CHIEF INVESTMENT OFFICER | — |
| BARFIELD VINCENT EVERETT | MANAGER | — |
| BARTON D JAMES | EVP/CIO; SVP/CHIEF INVESTMENT OFFICER; SVP/CIO | — |
| HOSHINO JOHN SAKAI | COMPLIANCE OFFICER | — |
| ZERFOSS DAVID GUY | SENIOR VICE PRESIDENT | — |
| LUM BONNIE YURIKO | AVP/COMPLIANCE OFFICER; AVP/OPERATIONS | — |
| HODEL HOWARD | SVP/MANAGER | — |
| OKIMOTO LORENE K | DEPUTY MANAGER | — |
| FUJISAKI CATHERINE MCGOWAN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-15 | regulatory | ON 9/15/22, THE SECURITIES AND EXCHANGE COMMISSION ("SEC"), ACTING PURSUANT TO AN OFFER BY THE REGISTRANT WHICH CONSENTED TO THE ENTRY OF AN ORDER MAKING CERTAIN FINDINGS AND IMPOSING CERTAIN REMEDIES, INSTITUTED ADMINISTRATIVE PROCEEDINGS FINDING THAT THE REGISTRANT HAD VIOLATED SECTION 206(4) OF T… | Final | $45K |