NOVAK & POWELL FINANCIAL SERVICES, INC. of ST. PETERSBURG, FL is an SEC-registered investment adviser (CRD 112970). Regulatory assets under management: $359.5M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| David William Novak | PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| Joshua D Powell | PRINCIPAL | — |
| NOVAK DAVID WILLIAM | PRINCIPAL, CHIEF COMPLIANCE OFFICER | — |
| POWELL JOSHUA D | PRINCIPAL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |
| City | State | Employees | Phone |
|---|---|---|---|
| BOULDER | CO | 1 | 303-530-1565 |
| TUCSON | AZ | 1 | 520-512-5454 |
| — | — | 1 | 317-750-8363 |
| LARGO | FL | 1 | 727-593-5400 |
| BOULDER | CO | 1 | 303-530-1565 |
| TUCSON | AZ | 1 | 520-512-5454 |
| — | — | 1 | 317-750-8363 |
| LARGO | FL | 1 | 727-593-5400 |