UA, LLC

UA, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 113105). Regulatory assets under management: $561.0M.

Registration

Officers, owners & control persons (12)

NameRoleLocation
UTENDAHL JOHN OSCARCHAIRMAN BOARD OF DIRECTORS; DIRECTOR; OWNER, UCP-UA, LLC & DIRECTOR, UA, LLC (+1 more)
REIFF HAL DAVIDMEMBER; MEMBER/DIRECTOR
FLOM JOSEPH DANIELBOARD MEMBER; EXECUTIVE COMMITTEE MEMBER/BOARD MEMBER; MEMBER/DIRECTOR
MCCOY RICHMONDCEO/CIO; CEO/CIO BOARD MEMBER; MEMBER/DIRECTOR
ELMALEH JOSEPHBOARD MEMBER; EXECUTIVE COMMITTEE MEMBER/BOARD MEMBER; MEMBER/DIRECTOR
CALABRESE STEPHANIE DEANMEMBER/CHIEF COMPLIANCE OFFICER
MONZELLA DAVID GLENNMEMBER
SCOTT EDWARDCHIEF LEGAL OFFICER; MEMBER
STARK ROBERT SHANNONMEMBER
PARKER MAREACHIEF COMPLIANCE OFFICER
YUZON MICHAEL JCHIEF COMPLIANCE OFFICER, VICE PRESIDENT
KENNEDY THOMAS PCHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER; CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER/CHIEF COMPLIANCE OFFICER

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