WATER ISLAND CAPITAL, LLC

WATER ISLAND CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 113358). Regulatory assets under management: $1.2B.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (29)

Showing 25 of 29 people.

NameRoleLocation
Christina ChewSENIOR MANAGING PARTNER AND MANAGEMENT COMMITTEE MEMBER
Jonathon Thomas HickeyCHIEF OPERATING OFFICER AND MANAGEMENT COMMITTEE MEMBER; SENIOR MANAGING PARTNER, CHIEF OPERATING OFFICER, AND MANAGEMENT COMMITTEE MEMBER
John Sabbott OrricoLIMITED PARTNER; MANAGING MEMBER; MANAGING MEMBER, CO-CHIEF INVESTMENT OFFICER, AND MANAGEMENT COMMITTEE MEMBER
Justin Michael DunleavyMANAGEMENT COMMITTEE MEMBER
Philip Edward ChannenCHIEF COMPLIANCE OFFICER
Eric Michael CasadeiMANAGEMENT COMMITTEE MEMBER
Christopher John PlunkettMANAGEMENT COMMITTEE MEMBER
Matthew James OsowieckiCO-CHIEF INVESTMENT OFFICER; CO-CHIEF INVESTMENT OFFICER AND MANAGEMENT COMMITTEE MEMBER
HICKEY DANIEL THOMASCHIEF OPERATING OFFICER AND MANAGEMENT COMMITTEE MEMBER; MANAGEMENT COMMITTEE MEMBER
HEMBERGER MATTHEWELECTED MANAGER; ELECTED MANAGER/ CHIEF COMPLIANCE OFFICER; ELECTED MANAGER/ CHIEF FINANCIAL OFFICER (+1 more)
AVICOLLI JENNIFER ANNCHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
ORRICO JOHN SABBOTTLIMITED PARTNER; MANAGING MEMBER; MANAGING MEMBER AND MANAGEMENT COMMITTEE MEMBER (+3 more)
CHANNEN PHILIP EDWARDCHIEF COMPLIANCE OFFICER
WAJS LAURA KIMBERLYCHIEF COMPLIANCE OFFICER
FOLTYNOWICZ ROGER PHILLIPMANAGEMENT COMMITTEE MEMBER; MINORITY OWNER
MUNN TODD WISTARMINORITY OWNER
KEENA WILLIAM BCHIEF ADMINISTRATIVE OFFICER & MANAGEMENT COMMITTEE MEMBER; CHIEF ADMINISTRATIVE OFFICER & MINORITY OWNER
SCHONBERG JONATHAN NEALMINORITY OWNER
CASADEI ERIC MICHAELMANAGEMENT COMMITTEE MEMBER; MINORITY OWNER
JACKSON CARISA LYNNEMINORITY OWNER
CAMPBELL MARK ALLENMINORITY OWNER
OSOWIECKI MATTHEW JAMESCO-CHIEF INVESTMENT OFFICER; MANAGEMENT COMMITEE MEMBER; MINORITY OWNER
CHWAZIK LUDMILACHIEF COMPLIANCE OFFICER
CHEW CHRISTINASENIOR MANAGING PARTNER AND MANAGEMENT COMMITTEE MEMBER; SENIOR MANAGING PARTNER & MANAGEMENT COMMITTEE MEMBER
BINDAL ADITYACHIEF RISK OFFICER

Disclosures (1)

InitiatedTypeAllegationsStatusAmount
2013-10-18regulatoryALLEGED VIOLATIONS RELATED TO SECTION 7(F), RULE 12B-1(H) AND 38A-1 OF THE INVESTMENT COMPANY ACT OF 1940.Final$50K

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