HUNTLEIGH ADVISORS, INC. of ST. LOUIS, MO is an SEC-registered investment adviser (CRD 113412). Regulatory assets under management: $781.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Robert Lewis Chambers | MANAGING DIRECTOR | — |
| Christopher Cory O'Connell | CHIEF COMPLIANCE OFFICER | — |
| Michael Barry Rowan | PRESIDENT SHAREHOLDER | — |
| CHAMBERS ROBERT LEWIS | MANAGING DIRECTOR; PRESIDENT; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| BURCH STEPHEN KENNETH | CEO; OWNER; SHAREHOLDER | — |
| GRUNZINGER ROBERT JAMES | CHIEF INVESTMENT OFFICER; SHAREHOLDER | — |
| CALLAHAN LAWRENCE GERARD | OWNER | — |
| O'CONNELL CHRISTOPHER CORY | CHIEF COMPLIANCE OFFICER | — |
| ROWAN MICHAEL BARRY | PRESIDENT SHAREHOLDER; SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-02-27 | regulatory | AS SET FORTH IN THE COMMISSION'S FEBRUARY 27, 2023 ORDER INSTITUTING ADMINISTRATIVE AND CASE-AND-DESIST PROCEEDINGS, THE COMMISSION ALLEGES THAT HAI AND DTX ("THE FIRMS") WERE SUBJECT TO AN ADMINISTRATIVE ORDER ISSUED BY THE SEC IN FEBRUARY 2023. THE ORDER OUTLINED FAILURES TO PROVIDE FULL AND FAIR… | Final | $894K |