SERCO INVESTMENTS INC.

SERCO INVESTMENTS INC. is an SEC-registered investment adviser (CRD 113879). Regulatory assets under management: $36.0M.

Registration

• CRD: 113879
• SEC file number: 801-63838
• Type: Registered investment adviser
• Phone: 970-333-4023
• Latest filing: 2026-03-03
• Regulatory AUM: $36.0M
• Discretionary AUM: $36.0M
• Clients: 1
• Accounts: 13

Business model

Compensation: % of AUM.

Clients served: High net worth.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
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• This page as markdown (for LLM agents)
• CRD 113879 on SEC IAPD (source of record)
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