AIO FINANCIAL, LLC of TUCSON, AZ is an SEC-registered investment adviser (CRD 114030). Regulatory assets under management: $199.2M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| William Michael Holliday | OWNER CCO | — |
| HOLLIDAY WILLIAM MICHAEL | OWNER CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-10-04 | regulatory | AIO FINANCIAL AND HOLLIDAY RECOMMENDED INVESTING IN A FIRST POSITION COMMERCIAL MORTGAGE (FPCM) INVESTMENT (WOODBRIDGE FUNDS) FOR THREE ACCREDITED CLIENTS DURING PORTFOLIO REVIEWS CONDUCTED IN AIO FINANCIAL'S TUCSON, ARIZONA OFFICE. PRIOR TO RECOMMENDING THE FPCMS TO THEIR CLIENTS, THE ARIZONA CORPO… | Final | $3K |
| City | State | Employees | Phone |
|---|---|---|---|
| BOULDER | CO | 1 | (720) 779-0275 |
| ISSAQUAH | WA | 1 | (425) 528-0877 |
| BEVERLY HILLS | CA | 1 | (424) 358-5410 |
| LAS VEGAS | NV | 1 | (702) 848-3033 |
| ROCHESTER | NY | 1 | (888) 939-1733 |
| BOULDER | CO | 1 | (720) 779-0275 |
| ISSAQUAH | WA | 1 | (425) 528-0877 |
| BEVERLY HILLS | CA | 1 | (424) 358-5410 |
| LAS VEGAS | NV | 1 | (702) 848-3033 |
| ROCHESTER | NY | 1 | (888) 939-1733 |