PENFACS FINANCIAL SERVICES

PENFACS FINANCIAL SERVICES of SOUTHBOROUGH, MA is an SEC-registered investment adviser (CRD 114039). Regulatory assets under management: $23.2M.

Registration

• CRD: 114039
• Type: Registered investment adviser
• Location: 337 TURNPIKE ROAD, SOUTHBOROUGH, MA, 01772
• Phone: 603-893-3563
• Latest filing: 2026-04-14
• Regulatory AUM: $23.2M
• Discretionary AUM: $23.2M
• Clients: 3
• Accounts: 38

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 114039 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search