BURGUNDY ASSET MANAGEMENT LTD. of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 114317). Regulatory assets under management: $19.1B.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos.
Showing 25 of 62 people.
| Name | Role | Location |
|---|---|---|
| Kevin Barnes | DIRECTOR | Acworth, GA |
| Mathew Harrison | SENIOR VICE PRESIDENT, HEAD OF PRIVATE CLIENT GROUP AND SHAREHOLDER | Boston, MA |
| James Arnold | SENIOR VICE PRESIDENT AND SHAREHOLDER | TORONTO, A6 |
| Julie Cordeiro | OFFICER AND SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER; SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & GENERAL COUNSEL, AND SHAREHOLDER | Toronto, A6 |
| Robert Gareth Sankey | CEO, DIRECTOR AND SHAREHOLDER; DIRECTOR AND OFFICER, CHIEF EXECUTIVE OFFICER | — |
| Mark Helmut Keil | OFFICER AND VICE PRESIDENT, CHIEF FINANCIAL OFFICER; VICE PRESIDENT, CHIEF FINANCIAL OFFICER | — |
| Karen Mintz | OFFICER AND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | Toronto, A6 |
| Amanda Custodio | DIRECTOR | — |
| Rohit Thomas | DIRECTOR | — |
| Bill Bamber | DIRECTOR | — |
| Andrew Iu | OFFICER AND CHIEF INVESTMENT OFFICER | — |
| Anne-Mette De Place Filippini | OFFICER AND SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR AND SHAREHOLDER | — |
| Richard Elgin Rooney | VICE CHAIR AND DIRECTOR | — |
| Anthony Hugh Arrell | CHAIRMAN, DIRECTOR AND SHAREHOLDER; PRESIDENT AND SOLE DIRECTOR | — |
| David Vanderwood | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | — |
| Craig Dwaine Pho | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | — |
| Kenneth Broekaert | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | — |
| Jennifer Dunsdon | SENIOR VICE-PRESIDENT, DIRECTOR AND SHAREHOLDER | — |
| Steve Boutin | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | — |
| Kyle Coatsworth | SENIOR VICE PRESIDENT, HEAD OF INSTITUTIONAL AND DIRECTOR | — |
| Doug Winslow | SENIOR VICE PRESIDENT AND SHAREHOLDER | — |
| RIDEN MARK BRIAN | SHAREHOLDER AND VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| MACDONALD JOHN G | SENIOR VICE PRESIDENT | — |
| ROONEY RICHARD ELGIN | PRESIDENT AND SOLE DIRECTOR; PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR; SHARE HOLDER AND PRESIDENT AND CHIEF INVESTMENT OFFICER (+5 more) | — |
| GRIFFITHS ANTHONY F | SHAREHOLDER AND DIRECTOR OF BURGUNDY ASSET MANAGEMENT LTD. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-08-08 | regulatory | THE U.S. COMMODITY FUTURE TRADING COMMISSION ("CFTC") ALLEGED THAT, FROM AT LEAST 2019 THROUGH THE DATE OF THE ORDER, BANK OF MONTREAL ("BMO") (I) FAILED TO KEEP CERTAIN REQUIRED RECORDS IN VIOLATION OF SECTIONS 4S(F)(1)(C) AND 4S(G)(1) AND (3) OF THE COMMODITY EXCHANGE ACT ("CEA") AND CFTC REGULATI… | Final | $35.0M |