SPECTRUM ADVISORS, INC. of PLANO, TX is an SEC-registered investment adviser (CRD 114805). Regulatory assets under management: $160.0M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Jon Michael Reppert | PRESIDENT | — |
| David R Faulkner | SHAREHOLDER | — |
| Zachary Jonathan Norris | CHIEF COMPLIANCE OFFICER | — |
| Reppert Jon Michael | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| Faulkner David R | SHAREHOLDER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |