T. ROSE & ASSOCIATES, INC.

T. ROSE & ASSOCIATES, INC. is an SEC-registered investment adviser (CRD 115253). Regulatory assets under management: $15.0M.

Registration

• CRD: 115253
• SEC file number: 801-66445
• Type: Registered investment adviser
• Phone: 6123145629
• Latest filing: 2026-06-11
• Regulatory AUM: $15.0M
• Discretionary AUM: $15.0M
• Clients: 2
• Accounts: 39

Business model

Compensation: % of AUM.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
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• This page as markdown (for LLM agents)
• CRD 115253 on SEC IAPD (source of record)
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