RENAUD & COMPANY, LLC of O'FALLON, MO is an SEC-registered investment adviser (CRD 115337). Regulatory assets under management: $210.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Commissions.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Matthew Joseph Renaud | PRESIDENT/CCO | — |
| RENAUD MATTHEW JOSEPH | PRESIDENT/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-07 | regulatory | THE STATE OF MISSOURI DIVISION OF SECURITES ALLEGED THAT AFTER ITS CONVERSION FROM A SOLE PROPRIETORSHIP TO A LIMITED LIABILITY COMPANY, RENAUD & COMPANY AND ITS OWNER WERE INCORRECTLY REGISTERED DURING PARTS OF 2011 AND 2012. | Final | — |