VISTA INVESTMENT MANAGEMENT, LLC of PITTSBURGH, PA is an SEC-registered investment adviser (CRD 116068). Regulatory assets under management: $323.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| John Daniel Frankola | MEMBER; PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| Matthew Joseph Viverette | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER; MEMBER | — |
| FRANKOLA JOHN DANIEL | MEMBER; PRESIDENT AND CHIEF COMPLIANCE OFFICER (3/2007); PRESIDENT, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER (+2 more) | — |
| VIVERETTE MATTHEW JOSEPH | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER; MEMBER; OFFICER, MANAGER (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |