EQUITY ADVISORS OF KENTUCKY INC of LEXINGTON, KY is an SEC-registered investment adviser (CRD 116398). Regulatory assets under management: $141.6M.
Compensation: % of AUM, Hourly, Fixed, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions.
| Name | Role | Location |
|---|---|---|
| Fon Rogers | OWNER | — |
| Eric M Felty | OWNER & CHIEF COMPLIANCE OFFICER | — |
| GUILLIOM BRIAN ANTHONY | FOUNDER/ CHIEF COMPLIANCE OFFICER; PRESIDENT/ CHIEF COMPLIANCE OFFICER | — |
| GUILLIOM HEATHER L | ASSOCIATE PLANNER; VICE PRESIDENT | — |
| GUILLIOM NANCY | SECRETARY | — |
| ROGERS FON | CERTIFIED FINANCIAL PLANNER; OWNER | — |
| Macedo Jennifer Sue | CERTIFIED FINANCIAL PLANNER; FINANCIAL ANALYST; FINANCIAL PLANNER | — |
| Guilliom Greg G | ACCOUNT MANAGER | — |
| Stone Regan Leigh | OFFICE MANAGER | — |
| FELTY ERIC M | CERTIFIED FINANCIAL PLANNER; OWNER & CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |