DOROTHY J. COLE

DOROTHY J. COLE is an SEC-registered investment adviser (CRD 116607). Regulatory assets under management: $92.5M.

Registration

• CRD: 116607
• Type: Registered investment adviser
• Phone: 800-352-6530
• Latest filing: 2026-03-31
• Regulatory AUM: $92.5M
• Non-discretionary AUM: $92.5M
• Clients: 5
• Accounts: 165

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 116607 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search