FAITHWARD ADVISORS, LLC of LANCASTER, PA is an SEC-registered investment adviser (CRD 116978). Regulatory assets under management: $1.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Adrian Evan Young | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | Lancaster, PA |
| Bernard Irving Bostwick | MANAGING MEMBER/PRESIDENT | — |
| Robert Turner Nayden | COO; PRESIDENT | — |
| Dirk Alan Olds | DIRECTOR OF ADVISOR SERVICES | — |
| GOOD RICHARD W | DIRECTOR | — |
| MARTIN PAUL H | DIRECTOR | — |
| FREY CHARLES F | DIRECTOR | — |
| YOUNG ADRIAN EVAN | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| HERR JAMES S | DIRECTOR | — |
| KAUFFMAN ROBERT ERNEST | MANAGING MEMBER/PRESIDENT; PRESIDENT | — |
| BOSTWICK BERNARD IRVING | MANAGING MEMBER/EXECUTIVE VICE PRESIDENT; MANAGING MEMBER/PRESIDENT | — |
| TALBOTT THOMAS EDWARD | INVESTMENT ADVISOR; PARTNER | — |
| MACKEY J MARK | INVESTMENT ADVISOR | — |
| Nayden Robert Turner | COO; DIRECTOR OF OPERATIONS; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-05-13 | regulatory | THE COMPLAINT ALLEGES THAT AMBASSADOR ADVISORS, LLC AND ITS PRINCIPALS WERE NEGLIGENT BECAUSE THEY DID NOT ADEQUATELY DISCLOSE A CONFLICT OF INTEREST, PROVIDE BEST EXECUTION, OR HAVE WRITTEN POLICIES OR PROCEDURES, IN CONNECTION WITH THE SELECTION OF MUTUAL FUNDS THAT PAID 12B-1 FEES. THE ALLEGED CL… | Final | $2.0M |
| 2020-05-13 | civil | THE COMPLAINT ALLEGES THAT AMBASSADOR ADVISORS, LLC AND ITS PRINCIPALS WERE NEGLIGENT BECAUSE THEY DID NOT ADEQUATELY DISCLOSE A CONFLICT OF INTEREST, PROVIDE BEST EXECUTION, OR HAVE WRITTEN POLICIES OR PROCEDURES, IN CONNECTION WITH THE SELECTION OF MUTUAL FUNDS THAT PAID 12B-1 FEES. THE ALLEGED CL… | Final | $2.0M |