CARGILE INVESTMENT MANAGEMENT, INC. of MIDLAND, TX is an SEC-registered investment adviser (CRD 116982). Regulatory assets under management: $394.6M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Mickey Ray Cargile | PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| CARGILE MICKEY RAY | MANAGER, LIMITED PARTNER; MANAGER, LIMITED PARTNER/CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-30 | regulatory | ON SEPTEMBER 30, 2019, THE SEC PUBLISHED IA RELEASE NO. 5389, AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE AND DESIST PROCEEDINGS, PURSUANT TO SECTIONS 203(E) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT"), AGAINST CARGILE INVESTMENT MANAGEMENT, INC. CARGILE INVESTMENT MANAGEMEN… | Final | — |