NEWGROUND SOCIAL INVESTMENT, SPC
NEWGROUND SOCIAL INVESTMENT, SPC of SEATTLE, WA is an SEC-registered investment adviser (CRD 117060). Regulatory assets under management: $161.1M.
Registration
- CRD: 117060
- SEC file number: 801-123559
- Type: Registered investment adviser
- Location: 111 QUEEN ANNE AVE N, SUITE 500, SEATTLE, WA, 98109
- Phone: (206) 522-1944
- Latest filing: 2026-03-27
- Regulatory AUM: $161.1M
- Discretionary AUM: $161.0M
- Non-discretionary AUM: $140K
- Clients: 3
- Accounts: 375
Business model
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
Officers, owners & control persons (2)
| Name | Role | Location |
|---|
| Bruce Thomson Herbert | CHIEF EXECUTIVE, CCO | — |
| HERBERT BRUCE THOMSON | CHIEF EXECUTIVE, CCO | — |
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