AMERANT INVESTMENTS, INC. of CORAL GABLES, FL is an SEC-registered investment adviser (CRD 117284). Regulatory assets under management: $782.4M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos.
Showing 25 of 47 people.
| Name | Role | Location |
|---|---|---|
| Alberto Manuel Capriles | DIRECTOR | — |
| Sergio Emiliano Mr. Guerrero | COO & FINOP | — |
| Carlos Iafigliola | DIRECTOR | — |
| Jose Vicente Restrepo | CCO | — |
| Andres Jose Garganta | DIRECTOR | — |
| Sharymar Egllee Calderon Yepez | DIRECTOR | — |
| Emeris Del Valle Lucas | BRANCH MANAGER | — |
| Howard A Levine | DIRECTOR | — |
| WILSON WILLIAM MILLAR | DIRECTOR | — |
| ALVAREZ RICARDO MARCELO | PRINCIPAL / TREASURER COMMERCEBANK; TREASURER/ MERCANTIL COMMERCEBANK; TREASURER/PRINCIPAL | — |
| PERAZA ALBERTO | DIRECTOR; SECRETARY/FINOP | — |
| VILLAR GUILLERMO | DIRECTOR | — |
| MARTURET MEDINA GUSTAVO ANTONIO | DIRECTOR; PRESIDENT; PRESIDENT/DIRECTOR | — |
| DUENAS NORMA MARIA | DIRECTOR | — |
| DELGADO DE CONSTANTINO ROSA MARIA | DIRECTOR | — |
| RICCIO GIAMPIERO | DIRECTOR | — |
| PERICH JOSE LUIS | CHIEF COMPLIANCE OFFICER | — |
| VINA RAPHAEL ENRIQUE | BRANCH MANAGER; CCO; FINOP (+1 more) | — |
| ISASI VANTINI ROBERTO | CHIEF INVESTMENT & OPERATIONS OFFICER/DIRECTOR; DIRECTOR; PRESIDENT/CEO/DIRECTOR | — |
| SANTANA PEREZ VICTOR LEONARDO | BRANCH MANAGER | — |
| BELLO EDUARDO | BRANCH MANAGER | — |
| SALA ANDRES | DIRECTOR | — |
| OHANESSIAN SOPHIA | CHIEF COMPLIANCE OFFICER | — |
| GONZALEZ ALBERTO BERNABE | DIRECTOR | — |
| ARNAL DIEGO VICENTE | DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2011-04-29 | regulatory | THE FIRM FAILED TO REPORT INFORMATION REGARDING PURCHASE AND SALE TRANSACTIONS EFFECTED IN ELIGIBLE SECURITIES TO THE TRADE REPORTING AND COMPLIANCE ENGINE ("TRACE") IN THE MANNER PRESCRIBED BY FINRA RULES, FOR 116 S1 TRANSACTIONS, WHICH REQUIRE THE FIRM TO REPORT INFORMATION ABOUT TRANSACTIONS IN T… | Final | $20K |
| — | regulatory | — | — | — |