GENERATION PMCA CORP. of TORONTO, ONTARIO is an SEC-registered investment adviser (CRD 117842). Regulatory assets under management: $42.6M.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Randall Dov Abramson | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR; PRESIDENT, DIRECTOR, SHAREHOLDER | — |
| Adam Lyle Abramson | DIRECTOR, VICE-PRESIDENT, GENERAL COUNSEL | — |
| Manchula Nnn Srikaruna | CHIEF FINANCIAL OFFICER | — |
| Sasa Nnn Rnjak | CHIEF COMPLIANCE OFFICER | — |
| ABRAMSON RANDALL DOV | CHAIRMAN, DIRECTOR, BENEFICIAL OWNER; CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR, BENEFICIAL OWNER; CHIEF EXECUTIVE OFFICER, DIRECTOR, BENEFICIAL OWNER (+4 more) | — |
| ABRAMSON ADAM LYLE | DIRECTOR; DIRECTOR, CHIEF COMPLIANCE OFFICER, VICE-PRESIDENT; DIRECTOR, VICE-PRESIDENT (+1 more) | — |
| ABRAMSON HERBERT | CHAIRMAN, DIRECTOR | — |
| SALAM MOHAMMAD ABDUL | CHIEF FINANCIAL OFFICER | — |
| BRAUN MARTIN GERALD | PRESIDENT, DIRECTOR, SHAREHOLDER | — |
| ABRAMSON HERBERT NNN | CHAIRMAN, DIRECTOR | — |
| Hidalgo Bertha Alexandra | CHIEF FINANCIAL OFFICER | — |
| Srikaruna Manchula NNN | CHIEF FINANCIAL OFFICER | — |
| Rnjak Sasa NNN | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-04-20 | regulatory | ON APRIL 27, 2012, AN INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ("IIROC") HEARING PANEL ACCEPTED A SETTLEMENT AGREEMENT BETWEEN IIROC STAFF AND TRAPEZE CAPITAL CORP. ("TCC"), RANDALL ABRAMSON AND HERBERT ABRAMSON (COLLECTIVELY, THE "RESPONDENTS"). THE RESPONDENTS COOPERATED WITH IIROC IN… | Final | $500K |
| 2012-04-20 | regulatory | ON APRIL 27, 2012, THE ONTARIO SECURITIES COMMISSION ("OSC") ISSUED AN ORDER APPROVING A SETTLEMENT AGREEMENT BETWEEN OSC STAFF AND TRAPEZE ASSET MANAGEMENT INC. ("TAMI"), RANDALL ABRAMSON AND HERBERT ABRAMSON (COLLECTIVELY, THE "RESPONDENTS"). THE RESPONDENTS COOPERATED WITH THE OSC IN THIS MATTER.… | Final | $1.0M |